Grattan Financial Strategies, Inc. (San Gabriel)

Name: Grattan Financial Strategies, Inc.
Address: 8814 Huntington Drive, San Gabriel, CA, 91775 1271
Telephone: 626-451-0840

Grattan Financial Strategies, Inc. is a large advisory firm based in San Gabriel. It manages $207.08 million of regulatory assets for 918 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of California.

Grattan Financial Strategies provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Grattan Financial Strategies: assets under management

The assets under management (AUM) of Grattan Financial Strategies, Inc. is $207.08 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 245% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $207.08 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $225.57 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 96% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 4% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Grattan Financial Strategies, Inc. for their services and products based on a percentage of assets under management, hourly charges, and commissions. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Georgene Marie Grattan serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Georgene Marie Grattan is individuals with 387 clients and $115.34 million of assets under management. Among the 10 most similar advisory firms, Grattan Financial Strategies has the 2nd highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $207.08 million for 412 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Grattan Financial Strategies doesn't advise any private funds.

Careers at Grattan Financial Strategies, Inc.

The company employs 3 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Georgene Marie Grattan has been acting as President since 1 Jun 1989. Daniel Vincent Grattan joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Georgene Marie Grattan	President	1 Jun 1989	50% - 75%	1085145
Chris Michael Grattan	Excutive v.p.	1 Oct 2004	25% - 50%	2903668
Daniel Vincent Grattan	V.p. operations	1 Oct 2004	Other	4284680
Daniel Vincent Grattan	Chief compliance officer	1 Jan 2005	Other	4284680

Based in San Gabriel

The principal office where Grattan Financial Strategies, Inc. performs its advisory services is located at 8814 Huntington Drive, San Gabriel, CA 91775 1271, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 626-451-0840 or by fax 626-451-0957. The normal business hours are 6:30-1:00 on Monday - Friday. You can find more information about the New York firm at gfs-s.com.