Coller Investment Management Ltd (St. Peter Port)

Coller Investment Management Ltd is a large advisory firm based in St. Peter Port. It manages $14.97 billion of regulatory assets for 13 client accounts. It has been registered with the SEC as an adviser since 2001.

Coller Investment Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Coller Investment Management: assets under management

The assets under management (AUM) of Coller Investment Management Ltd is $14.97 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 1563% since the beginning of its operation, and $14.97 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $14.97 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.15 billion each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Coller Investment Management Ltd for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Jeremy Joseph Coller serves?

The only and largest group of clients of Jeremy Joseph Coller is pooled investment vehicles with 13 clients and $14.97 billion of assets under management. Among the 9 most similar advisory firms, Coller Investment Management has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $14.97 billion for 13 clients. 100% of the firm’s clients are foreign persons or businesses.

Coller Investment Management also advises several private funds. Namely, three private equity funds. The minimum investment commitment required of non-related persons ranges from $5,000,000 to $10,000,000.

Careers at Coller Investment Management Ltd

The company employs 9 people that are either part- or full-time employees. No employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Jeremy Joseph Coller has been acting as President since 1 Sep 1995. Christopher Fawcus Lovell Legge joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jeremy Joseph Coller	Director	1 Sep 1995	Other	4357796
Cicap Limited	Owner	1 Sep 1995	75% - 100%	foreign entity
Jeremy Coller	Director	1 Sep 1995	Other	4357796
Christopher Wilfred Cochrane	Director	1 Jan 1998	Other	4413093
Roger Alan Le Tissier	Director	1 May 1999	Other	4413098
Cyril Joseph Mahon	Director	1 May 1999	Other	4413570
Paul Mcdonald	Director	1 Mar 2001	Other	4413095
John Mary Marren	Director	1 Mar 2001	Other	4413566
Peter Michael Hutton	Director	1 Jun 2003	Other	1018261
Peter Michael Hutton	Chief compliance officer	1 Sep 2005	Other	1018261
John Charlton Loveless	Director	1 Aug 2010	Other	5946003
Andrew Thane Maden Hitchon	Director	1 Apr 2013	Other	6361421
Frank Ochsenfeld	Chief compliance officer	1 Sep 2013	Other	4801877
Christopher Fawcus Lovell Legge	Director	1 Apr 2016	Other	6675951

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Jeremy Joseph Coller	Owner	1 Oct 1993	75% - 100%	4357796
Jeremy Coller	Owner	1 Oct 1993	50% - 75%	4357796
Renee Linda Danziger	Owner	1 Oct 1993	50% - 75%	4421355

Based in St. Peter Port

The principal office where Coller Investment Management Ltd performs its advisory services is located at Trafalgar Court, St. Peter Port, Gy1 3 Ql, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number +44 1481 745001 or by fax +44 1481 745074. The normal business hours are 9am - 5pm on Monday - Friday.