Sungard Advisor Technologies, Inc. (Sacramento)

Name: Sungard Advisor Technologies, Inc.
Address: 2399 Gateway Oaks Drive, Suite 200, Sacramento, CA, 95833
Telephone: 916-288-6400

Sungard Advisor Technologies, Inc. is a large advisory firm based in Sacramento. It manages $14.97 billion of regulatory assets for 42,946 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 47 other states.

Sungard Advisor Technologies provides pension consulting services and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sungard Advisor Technologies: assets under management

The assets under management (AUM) of Sungard Advisor Technologies, Inc. is $14.97 billion. The company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sungard Advisor Technologies, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Sungard Advisor Technologies, Inc.

Dianna Lyn Zentner has served as the Chief Investment Officer since 1 Jun 2003. Bryan Henry Chin joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jonelle Marie Stenson	Cfo	1 Jun 2001	Other	2081737
Dianna Lyn Zentner	Chief investment officer	1 Jun 2003	Other	1953318
Sungard Business Systems Inc.	Parent corporation	1 Jun 2003	75% - 100%	59-1086117
Michael William Winkel	President, coo	1 Jun 2003	Other	4506086
Scott William Rankin	Chief compliance officer	1 Jun 2004	Other	4808157
Jill Kathleen Evans	Chief compliance officer	1 Nov 2005	Other	5056544
Ron Christopher Chavez	Chief compliance officer	1 Sep 2006	Other	2975910
John Joseph Donohue	Chief compliance officer	1 Feb 2007	Other	1552418
Ronald Eliot Madey	Chief investment officer	1 Apr 2007	Other	2647000
Debra Jane Devoe	Chief compliance officer	1 Oct 2007	Other	2372586
Blaine Rulon Maxfield	Chief operating officer	1 Oct 2007	Other	3099865
Llc M3fn	Sole stockholder	1 Jul 2008	75% - 100%	26-0873414
Joseph N/A Mrak	Ceo	1 Jul 2008	Other	4437699
Bryan Henry Chin	Chief compliance officer	1 Aug 2008	Other	5582323

Indirect Owners

The SEC currently registers 8 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Sungard Data Systems Inc.	Shareholder	1 Sep 1986	75% - 100%	51-0267091
Inc. Sungard Investment Ventures	Shareholder	1 Sep 1995	75% - 100%	51-0297001
Sungard Investment Ventures Llc	Shareholder	1 Sep 1995	75% - 100%	51-0297001
Sungard Holdco Llc	Shareholder	1 Aug 2005	75% - 100%	20-3203966
Sungard Holding Corp	Shareholder	1 Aug 2005	75% - 100%	20-3060022
Sungard Capital Corp Ii	Shareholder	1 Aug 2005	75% - 100%	20-3060101
Sungard Capital Corp	Shareholder	1 Aug 2005	75% - 100%	20-3059890
Inc. Folio Dynamics	Sole member	1 Jul 2008	75% - 100%	26-1526401

Based in Sacramento

The principal office where Sungard Advisor Technologies, Inc. performs its advisory services is located at 2399 Gateway Oaks Drive, Suite 200, Sacramento, CA 95833, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 916-288-6400 or by fax 916-288-6500. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.advisor.sungard.com.