West Gate Advisors, LLC (Los Angeles)


West Gate Advisors, LLC is a related adviser based in Los Angeles. It manages $2.41 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of California and Washington.

West Gate Advisors provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

West Gate Advisors: assets under management

The assets under management (AUM) of West Gate Advisors, LLC is $2.41 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -76% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $2.41 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.41 million each.
West Gate Advisors has custody of $2.41 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay West Gate Advisors, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at West Gate Advisors, LLC

Tad Rivelle has served as the Chief Investment Officer since 1 Mar 2005. Jeffrey Alan Engelsman joined the executive team most recently as the Global Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Metropolitan West Asset Management Llc Member 1 May 2004 75% - 100% 104571
Scott Brian Dubchansky Ceo, chief compliance officer 1 May 2004 Other 1103806
Joseph Diederich Hattesohl Chief financial officer 1 May 2004 Other 4371041
Lara Elisabeth Mulpagano Chief operating officer 1 May 2004 Other 2602416
Bryan Thomas Whalen Portfolio manager 1 Nov 2004 Other 2779822
Mitchell Adam Flack Portfolio manager 1 Dec 2004 Other 2112357
Mark David Unferth Portfolio manager 1 Jan 2005 Other 2621834
Tad Rivelle Chief investment officer 1 Mar 2005 Other 2800059
Laird Ridings Landmann Generalist portfolio manager 1 Mar 2005 Other 1579485
Stephen Michael Kane Generalist portfolio manager 1 Mar 2005 Other 2272514
David Brian Lippman Portfolio manager 1 Mar 2005 Other 1417364
Anthony Christopher Scibelli Director of marketing 1 Mar 2005 Other 1359404
Patrick Alan Moore Director of marketing 1 Mar 2005 Other 4332183
Patrick Lee Mitchell Portfolio manager 1 Sep 2005 Other 4241187
Robert Lee Woodard Managing director 1 Nov 2005 Other 1194456
Brian Henghok Loo Portfolio manager 1 Jun 2006 Other 2800055
Tammy Karp Portfolio manager 1 Jun 2006 Other 2397457
Bret Robert Barker Portfolio manager 1 Jun 2006 Other 2750006
Scott Brian Dubchansky Managing director 1 Jun 2008 Other 1103806
David Brian Lippman Ceo 1 Jun 2008 Other 1417364
Cal Rivelle Coo 1 Jun 2008 Other 5561995
George Peter Ristic Cto 1 Jun 2008 Other 5505891
Keith Thomas Kirk Chief compliance officer 1 Jun 2008 Other 3085490
Vincent James Bencivenga Chief compliance officer 1 Aug 2009 Other 2683674
Hilary Gillian Darcy Lord Chief compliance officer 1 Nov 2010 Other 4100544
David Stephen Devito Chief financial officer 1 Nov 2010 Other 3223948
Meredith Jackson Chief compliance officer 1 Sep 2013 Other 6165906
Jeffrey Alan Engelsman Global chief compliance officer 1 Aug 2014 Other 2595670

Indirect Owners

The SEC currently registers 49 indirect owners.

Name Entity Date acquired Ownership Employer ID
Inc. The Tcw Group Shareholder 1 May 1970 75% - 100% 95-3703295
Societe Generale Sa Shareholder 1 Jan 1997 75% - 100% 52-1128875
Llc Mw Holdings Interest owner 1 Jan 2001 75% - 100% 95-4778654
Richard Scott Hollander Member 1 Jan 2001 75% - 100% 724511
Societe Generale Asset Management Sa Shareholder 1 Jul 2001 75% - 100% foreign
Societe Generale Holding De Participations Shareholder 1 Jul 2001 50% - 75% foreign
Llc Metropolitan West Financial Member 1 Jan 2002 25% - 50% 95-4888043
L.P. Tcg Holdings Cayman Ii Shareholder 1 Jan 2006 75% - 100% 98-0206218
Llc Mwam Holdings Member 1 Feb 2007 75% - 100% 20-8284576
Scott Brian Dubchansky Member 1 Feb 2007 25% - 50% 1103806
Tad Rivelle Member 1 Feb 2007 25% - 50% 2800059
L.P. Tc Group V General partner 1 Feb 2007 Other 26-0204255
L.L.C. Tc Group V General partner 1 Feb 2007 Other 26-0204126
L.P. Tc Group Cayman Investment Holdings Sub Sole member 1 Feb 2007 75% - 100% 98-1038901
Ltd. Cp V Ilp Gp General partner 1 May 2007 Other 27-1367188
L.P. Tcg Financial Services General partner 1 Oct 2007 Other 98-0570624
Ltd. Carlyle Financial Services General partner 1 Oct 2007 Other 98-0565203
L.P. Tcg Financial Services Investment Holdings Limited partner 1 Oct 2007 50% - 75% 98-0570648
Ltd. Carlyle Financial Services Holdings General partner 1 Oct 2007 Other 98-0567837
L.P. Tcg Holdings Cayman Ii Shareholder 1 Oct 2007 75% - 100% 98-0206218
Cp V Investment Holdings L.P. Limited partner 1 Jul 2009 25% - 50% 26-0318716
Inc. Tcw Group Shareholder 1 Dec 2009 75% - 100% 95-3703295
Inc. Tcw Group Shareholder 1 Feb 2010 75% - 100% 95-3703295
Inc. The Tcw Group Shareholder 1 Feb 2010 75% - 100% 95-3703295
L.P. Carlyle Global Financial Services Limited partner 1 May 2010 75% - 100% 98-0571344
L.P. Carlyle Global Financial Services Partners Limited partner 1 May 2010 75% - 100% 98-0571344
L.P. Tcg Financial Services General partner 1 May 2010 Other 98-0570624
Carlyle Group Management L.L.C. General partner 1 Jul 2011 Other 45-2831199
Ltd. Dbd Cayman General partner 1 Sep 2011 Other 98-0206216
Ltd. Dbd Cayman Holdings Member 1 Sep 2011 75% - 100% 98-0684875
William Elias Conway Non-voting member 1 Sep 2011 25% - 50% 1776820
Daniel Anthony D'aniello Non-voting member 1 Sep 2011 25% - 50% 1723797
David Mark Rubenstein Non-voting member 1 Sep 2011 25% - 50% 1723794
Ltd. Carlyle Offshore Partners Ii Voting member 1 Sep 2011 75% - 100% 98-0233709
Ltd. Carlyle Offshore Partners Ii Holdings Member 1 Sep 2011 75% - 100% 98-0684878
L.L.C. Carlyle Holdings Ii Gp General partner 1 Nov 2011 Other 80-0783953
The Carlyle Group L.P. Sole member 1 Nov 2011 75% - 100% 45-2832612
L.P. Tc Group Cayman Investment Holdings General partner 1 Feb 2012 Other 98-0339178
L.P. Tc Group Cayman Investment Holdings Sub Shareholder 1 May 2012 75% - 100% 98-1038901
L.P. Carlyle Holdings Ii General partner 1 May 2012 Other 98-1036577
Clipper Intermediate Corp. Shareholder 1 Jul 2012 75% - 100% 61-1702013
L.P. Clipper Holding Shareholder 1 Jul 2012 75% - 100% 46-1745036
L.L.C. Clipper Gp General partner 1 Jul 2012 Other 46-1741757
L.P. Carlyle Global Financial Services Sole member 1 Jul 2012 75% - 100% 98-0571344
L.P. Carlyle Global Financial Services Partners Sole member 1 Jul 2012 75% - 100% 98-0571344
Clipper Acquisitions Corp. Shareholder 1 Feb 2013 75% - 100% 46-1746913
L.P. Carlyle Partners V Limited partner 1 Feb 2013 25% - 50% 26-0204424
L.P. Carlyle Financial Services Harbor Limited partner 1 Feb 2013 25% - 50% 27-2617916
Tcw Asset Management Co Managing member 1 Apr 2014 75% - 100% 105742

Based in Los Angeles

The principal office where West Gate Advisors, LLC performs its advisory services is located at 865 S. Figueroa Street, Los Angeles, CA 90017 2593, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 213-244-1050 or by fax 213-244-0985. The normal business hours are 6:00 am - 5:00 pm on Monday - Friday.