Piper Jaffray Investment Management, LLC (Minneapolis)
Piper Jaffray Investment Management, LLC is a related adviser based in Minneapolis. It manages $2.46 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdiction of Minnesota.
Piper Jaffray Investment Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
Piper Jaffray Investment Management: assets under management
The assets under management (AUM) of Piper Jaffray Investment Management, LLC is $2.46 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -100% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
Fees & Commissions
The advisory firm has a single stream of revenue. Clients pay Piper Jaffray Investment Management, LLC for their services and products based on performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
What kind of clients Martin Bradley Winges serves?
The only and largest group of clients of Martin Bradley Winges is pooled investment vehicles with 1 clients and $2.46 million of assets under management. Among the 3 most similar advisory firms, Piper Jaffray Investment Management has the highest percentage of pooled investment vehicles out of all clients.
The amount of regulatory assets under management is $2.46 million for 1 clients. None of the firm’s clients are foreign persons or businesses.
Piper Jaffray Investment Management also advises several private funds. Namely, one private equity fund. The minimum investment commitment required of non-related persons is $250,000 for each fund.
Careers at Piper Jaffray Investment Management, LLC
The company employs 10 people that are either part- or full-time employees. 20 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Martin Bradley Winges has been acting as President since 1 Mar 2012. Timothy Lee Carter joined the executive team most recently as the Chief Financial Officer.
Direct owners and executive officers
Indirect Owners
The SEC currently registers 1 indirect owner.Based in Minneapolis
The principal office where Piper Jaffray Investment Management, LLC performs its advisory services is located at 800 Nicollet Mall, Minneapolis, MN 55402, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 612-303-6000 or by fax 612-303-6295. The normal business hours are 8:00am-5:00pm on Monday - Friday. You can find more information about the New York firm at piperjaffray.com.
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