Williams, David Robert (Potomac)

Name: Williams, David Robert
Address: 9218 Winterset Drive, Potomac, MD, 20851
Telephone: 3012947804

Williams, David Robert is an adviser based in Potomac. It manages $2.41 million of regulatory assets for 14 client accounts. It has been registered with the SEC as an adviser since 2002.

Williams, David Robert provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and pension consulting services. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Williams, David Robert: assets under management

The assets under management (AUM) of Williams, David Robert is $2.41 million. The company doesn't manage any assets belonging to foreign clients.

Williams, David Robert has custody of $23.31 million in cash and securities for 53 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Williams, David Robert for their services and products based on a percentage of assets under management, hourly charges, and commissions. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Williams, David Robert

Williams, David Robert is owned by David Robert Williams. Cassandra Marie Sakala joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
David Robert Williams	Owner	1 Jun 1977	75% - 100%	2373815
Cassandra Marie Sakala	Chief compliance officer	1 May 1999	Other	4451725

Based in Potomac

The principal office where Williams, David Robert performs its advisory services is located at 9218 Winterset Drive, Potomac, MD 20851, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 3012947804 or by fax 301-294-7809. The normal business hours are 9-5 on Monday - Friday. You can find more information about the New York firm at www.wmsadvisors.com.