NLP Investments, Inc. (St. Louis)

Name: NLP Investments, Inc.
Address: Two Cityplace Drive, Suite 200, St. Louis, MO, 63141
Telephone: 314-812-2650

NLP Investments, Inc. is a large advisory firm based in St. Louis. It manages $32.93 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdiction of Missouri.

NLP Investments provides portfolio management for pooled investment vehicles and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

NLP Investments: assets under management

The assets under management (AUM) of NLP Investments, Inc. is $32.93 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -44% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $32.93 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $6.59 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay NLP Investments, Inc. for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at NLP Investments, Inc.

John Gregory Noddings has been acting as President since 1 Aug 2001. Shannon Michele Herring joined the executive team most recently as the Treasurer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Shannon Michele Herring	Treasurer	1 Jul 2001	Other	4553783
John Gregory Noddings	President	1 Aug 2001	75% - 100%	2331102

Based in St. Louis

The principal office where NLP Investments, Inc. performs its advisory services is located at Two Cityplace Drive, Suite 200, St. Louis, MO 63141, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 314-812-2650 or by fax 314-812-2655. The normal business hours are 8:30am to 4:00pm on Monday - Friday. You can find more information about the New York firm at www.42seven.com.