Bauer Capital Management, LLC (Hazlet)

Bauer Capital Management, LLC is an investment adviser to an investment company based in Hazlet. It manages $32.9 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdiction of New Jersey.

Bauer Capital Management provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Bauer Capital Management: assets under management

The assets under management (AUM) of Bauer Capital Management, LLC is $32.9 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -2% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $32.9 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $32.9 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Bauer Capital Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Bauer Capital Management serves?

The only and largest group of clients of Bauer Capital Management is investment companies with 1 clients and $32.9 million of assets under management. Among the 0 most similar advisory firms, Bauer Capital Management has the 0th lowest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $32.9 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Bauer Capital Management doesn't advise any private funds.

Careers at Bauer Capital Management, LLC

The company employs 3 people that are either part- or full-time employees. 33 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Korey Matthew Bauer	Managing member / chief compliance officer	1 May 2014	75% - 100%	5944969

Based in Hazlet

The principal office where Bauer Capital Management, LLC performs its advisory services is located at 2899 State Highway 35, Hazlet, NJ 07730, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 732-888-6000 or by fax 732-888-8034. The normal business hours are 9 am - 4 pm on Monday - Friday.