Nsv Ii Management Company, LLC (Radnor)

Name: Nsv Ii Management Company, LLC
Address: Radnor Financial Center, Radnor, PA, 19087
Telephone: 610-567-2387

Nsv Ii Management Company, LLC is a large advisory firm based in Radnor. It manages $1.61 billion of regulatory assets for 13 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of Illinois, Maryland, and Pennsylvania.

Nsv Ii Management Company provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Nsv Ii Management Company: assets under management

The assets under management (AUM) of Nsv Ii Management Company, LLC is $1.61 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 113% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.61 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $123.92 million each.

Nsv Ii Management Company has custody of $1.34 billion in cash and securities for 13 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Nsv Ii Management Company, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Nsv Ii Management Company serves?

The only and largest group of clients of Nsv Ii Management Company is pooled investment vehicles with 13 clients and $1.61 billion of assets under management. Among the 7 most similar advisory firms, Nsv Ii Management Company has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $1.61 billion for 13 clients. None of the firm’s clients are foreign persons or businesses.

Nsv Ii Management Company also advises several private funds. Namely, thirteen private equity funds. The minimum investment commitment required of non-related persons ranges from $100,000 to $500,000.

Careers at Nsv Ii Management Company, LLC

The company employs 47 people that are either part- or full-time employees. 87 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Michael Dipiano	Partner / chief executive officer (nsv i management company, llc)	1 Jan 2000	50% - 75%	6019073
Marc Lederman	Partner / chief operating officer (nsv i management company, llc)	1 Jan 2000	25% - 50%	6019074
Brian George Murphy	Partner / vice-president (nsv i management company llc)	1 Jan 2002	25% - 50%	6179137
Marc Lederman	Vice-president (commerce health capital, llc)	1 Dec 2003	Other	6019074
Michael Dipiano	Vice-president (commerce health capital, llc)	1 Dec 2003	Other	6019073
Brian George Murphy	Partner / vice-president (commerce health capital, llc)	1 Dec 2003	50% - 75%	6179137
Llc Newspring Capital	Member (commerce health capital, llc)	1 Dec 2003	50% - 75%	23-3102259
Jonathan Schwartz	Chief compliance officer / chief financial officer (all advisers)	1 Jan 2004	Other	6019086
Marc Lederman	Chief operating officer (newspring mezzanine capital management, llc)	1 Oct 2004	Other	6019074
Michael Dipiano	Chief executive officer (newspring mezzanine capital management, llc)	1 Oct 2004	Other	6019073
Llc Newspring Capital	Member (newspring mezzanine capital management, llc)	1 Oct 2004	50% - 75%	23-3102259
Andrew Pasquele Panzo	Partner / vice-president (newspring mezzanine capital management llc)	1 Oct 2004	Other	2611011
Steven David Hobman	Partner / president (newspring mezzanine capital management, llc)	1 Oct 2004	Other	6179268
Llc Newspring Capital	Member (nsv ii management company, llc)	1 Nov 2006	25% - 50%	23-3102259
Glenn Rieger	Partner / vice-president (nsv ii management company, llc)	1 Nov 2006	25% - 50%	6019077
Marc Lederman	Partner / chief operating officer (nsv ii management company, llc)	1 Nov 2006	25% - 50%	6019074
Michael Dipiano	Partner / chief executive officer (nsv ii management company, llc)	1 Nov 2006	25% - 50%	6019073
Jonathan Schwartz	Chief compliance officer/cfo	1 Nov 2006	Other	6019086
Brian George Murphy	Vice president (newspring mezzanine capital management ii, llc)	1 Feb 2010	Other	6179137
Andrew Pasquele Panzo	Partner / member (newspring mezzanine capital management ii, llc)	1 Feb 2010	25% - 50%	2611011
Michael Dipiano	Chief executive officer (newspring mezzanine capital management ii, llc)	1 Feb 2010	Other	6019073
Marc Lederman	Chief operating officer (newspring mezzanine capital management ii, llc)	1 Feb 2010	Other	6019074
Llc Newspring Capital	Member (newspring mezzanine capital management ii, llc)	1 Feb 2010	25% - 50%	23-3102259
Steven David Hobman	Partner / president (newspring mezzanine capital management ii, llc)	1 Feb 2010	25% - 50%	6179268
Glenn Rieger	Partner / vice-president (nsg iii management company, llc)	1 Jan 2012	25% - 50%	6019077
Michael Dipiano	Partner / chief executive officer (nsg iii management company, llc)	1 Jan 2012	25% - 50%	6019073
Marc Lederman	Partner / chief operating officer (nsg iii management company, llc)	1 Jan 2012	25% - 50%	6019074
Llc Newspring Capital	Member (nsg iii management company, llc)	1 Jan 2012	25% - 50%	23-3102259
Llc Newspring Capital	Member (newspring holdings managment company, llc	1 Jun 2014	Other	23-3102259
Walter Perry Maner	Partner/chief executive officer (newspring holdings mangement company, llc)	1 Jun 2014	25% - 50%	4367187
Michael Dipiano	President (newspring holdings management company, llc)	1 Jun 2014	Other	6019073
Michael Dipiano	Partner / chief executive officer (nsg iv management company, llc)	1 Sep 2015	25% - 50%	6019073
Marc Lederman	Partner / chief operating officer (nsg, iv management company, llc)	1 Sep 2015	25% - 50%	6019074
Glenn Rieger	Partner / vice-president (nsg iv management company, llc)	1 Sep 2015	25% - 50%	6019077
Llc Newspring Capital	Member (nsg iv management company, llc)	1 Sep 2015	25% - 50%	23-3102259
Michael Dipiano	Chief executive officer (newspring mezzanine capital management company iii, llc)	1 Oct 2015	Other	6019073
Andrew Pasquele Panzo	Partner / vice-president (newspring mezzanine capital management iii, llc)	1 Oct 2015	25% - 50%	2611011
Brian George Murphy	Vice president (newspring mezzanine capital management iii, llc)	1 Oct 2015	Other	6179137
Steven David Hobman	Partner / president (newspring mezzanine capital management iii, llc)	1 Oct 2015	25% - 50%	6179268
Gregory Barger	Partner/vice president (newspring mezzanine capital management iii, llc	1 Oct 2015	25% - 50%	5652498
Llc Newspring Capital	Member (newspring mezzanine capital management iii, llc	1 Oct 2015	25% - 50%	23-3102259
James Edward Ashton	Partner/vice president (newspring holdings management company, llc)	1 Jan 2016	25% - 50%	5088016
Marc Lederman	Partner/chief operating officer (newspring mezzanine capital management iii, llc)	1 Jan 2016	Other	6019074

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Michael Dipiano	Managing member	1 Dec 2001	25% - 50%	6019073

Based in Radnor

The principal office where Nsv Ii Management Company, LLC performs its advisory services is located at Radnor Financial Center, Radnor, PA 19087, which is also the mailing address of the firm. An additional office of the firm is in Towson, MD. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 610-567-2387 or by fax 610-567-2388. The normal business hours are 8:00 a.m. to 5:30 p.m. on Monday - Friday. You can find more information about the New York firm at newspringcapital.com.