Dfw Management Corporation (Teaneck)

Name: Dfw Management Corporation
Address: 300 Frank W. Burr Boulevard, Teaneck, NJ, 07666
Telephone: 201-836-6000

Dfw Management Corporation is a large advisory firm based in Teaneck. It manages $604.32 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of Maryland and New Jersey.

Dfw Management Corporation provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Dfw Management Corporation: assets under management

The assets under management (AUM) of Dfw Management Corporation is $604.32 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 371% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $604.32 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $302.16 million each.

Dfw Management Corporation has custody of $476.32 million in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Dfw Management Corporation for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Dfw Management Corporation serves?

The only and largest group of clients of Dfw Management Corporation is pooled investment vehicles with 2 clients and $604.32 million of assets under management. Among the 10 most similar advisory firms, Dfw Management Corporation has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $604.32 million for 2 clients. None of the firm’s clients are foreign persons or businesses.

Dfw Management Corporation also advises several private funds. Namely, two private equity funds. The minimum investment commitment required of non-related persons ranges from $500,000 to $1,000,000.

Careers at Dfw Management Corporation

The company employs 11 people that are either part- or full-time employees. 91 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Donald Franklin Demuth	Chairman & director	1 Feb 2012	25% - 50%	65269
Keith Walton Pennell	President & treasuer	1 Feb 2012	25% - 50%	1992487
Brett Lawrence Prager	Vice president & secretary	1 Feb 2012	25% - 50%	4439551
Brian Christopher Tilley	Vice president, assistant secretary & chief compliance officer	1 Feb 2012	Other	2648426
Cheri Elise Lieberman	Chief compliance officer	1 Nov 2015	Other	6023586

Based in Teaneck

The principal office where Dfw Management Corporation performs its advisory services is located at 300 Frank W. Burr Boulevard, Teaneck, NJ 07666, which is also the mailing address of the firm. An additional office of the firm is in Chevy Chase, MD. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 201-836-6000 or by fax 201-836-5666. The normal business hours are 9:00 to 5:00 on Monday - Friday. You can find more information about the New York firm at dfwcapital.com.