Goldberg, Leonard L (Avon)

Goldberg, Leonard L is an adviser based in Avon. It manages $56.1 million of regulatory assets for 114 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdiction of Connecticut.

Goldberg, Leonard L provides financial planning services and portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Goldberg, Leonard L: assets under management

The assets under management (AUM) of Goldberg, Leonard L is $56.1 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 63% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $56.1 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $492.12 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Goldberg, Leonard L for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Goldberg, Leonard L

Goldberg, Leonard L is owned by Leonard Goldberg. Leonard Lee Goldberg joined the executive team most recently as the Owner/ Sole Proprietor/Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Leonard Goldberg	Owner/ sole proprietor	1 Dec 1994	75% - 100%	2458021
Leonard Lee Goldberg	Owner/ sole proprietor/chief compliance officer	1 Dec 1994	75% - 100%	2458021

Based in Avon

The principal office where Goldberg, Leonard L performs its advisory services is located at 27 Stagecoach Rd, Avon, CT 06001, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.