Rafiki Capital Management (Hong Kong) Limited (Hong Kong)

Name: Rafiki Capital Management (Hong Kong) Limited
Address: Suite 2001 2, Kinwick Centre, Hong Kong, 00000
Telephone: +852 3163 8100

Rafiki Capital Management (Hong Kong) Limited is an adviser based in Hong Kong. It manages $11.83 million of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2017.

Rafiki Capital Management (Hong Kong) Limited provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Rafiki Capital Management (Hong Kong) Limited: assets under management

The assets under management (AUM) of Rafiki Capital Management (Hong Kong) Limited is $11.83 million, all of which is managed in discretionary accounts. $11.83 million of the total AUM is attributable to clients outside of the United States.

The firm manages $11.83 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.69 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Rafiki Capital Management (Hong Kong) Limited for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Rafiki Capital Management (Hong Kong) Limited serves?

The only and largest group of clients of Rafiki Capital Management (Hong Kong) Limited is pooled investment vehicles with 1 clients and $11.83 million of assets under management. Among the 2 most similar advisory firms, Rafiki Capital Management (Hong Kong) Limited has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $11.83 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Rafiki Capital Management (Hong Kong) Limited also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $500,000 for each fund.

Careers at Rafiki Capital Management (Hong Kong) Limited

The company employs 6 people that are either part- or full-time employees. 33 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Rafiki Capital Management (Cayman) Limited	Shareholder	1 Jun 2016	75% - 100%	foreign entity
Charles Richard Bartholomew Firth	Chief operating officer / director	1 Jun 2016	Other	6730053
Lucas Alexander Kiely	Chief investment officer / director	1 Jun 2016	Other	6730054
Hitesh Chetan Uttamchandani	Chief compliance officer	1 Feb 2017	Other	6768499

Based in Hong Kong

The principal office where Rafiki Capital Management (Hong Kong) Limited performs its advisory services is located at Suite 2001 2, Kinwick Centre, Hong Kong, 00000, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number +852 3163 8100 or by fax +852 3163 8101. The normal business hours are 9:00 a.m. - 6:00 p.m. on Monday - Friday. You can find more information about the New York firm at rafiki-capital.com.