Arch Peregoff, Inc. (San Diego)

Arch Peregoff, Inc. is a large advisory firm based in San Diego. It manages $189.48 million of regulatory assets for 49 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdictions of California and Maryland.

Arch Peregoff provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Arch Peregoff: assets under management

The assets under management (AUM) of Arch Peregoff, Inc. is $189.48 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 639% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $189.48 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $3.87 million each.

Investments

The firm invests in state and local bonds the most. They account for 84% of the total AUM. The second-largest asset type is exchange traded securities, which make up 7% of the firm’s portfolio. Investments in cash and cash equivalents form 5% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Arch Peregoff, Inc. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Arch Laurence Peregoff serves?

The firm provides services to individuals, other investment advisers, and high net worth individuals. The largest group of clients of Arch Laurence Peregoff is other investment advisers with 1 clients and $124.32 million of assets under management. Among the 13 most similar advisory firms, Arch Peregoff has the highest percentage of other investment advisers out of all clients.

The amount of regulatory assets under management is $189.48 million for 49 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Arch Peregoff doesn't advise any private funds.

Careers at Arch Peregoff, Inc.

The company employs 4 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Arch Laurence Peregoff	President/chief compliance officer	1 Oct 2003	75% - 100%	1196008
Arch Laurence Peregoff	President/chief compliance officer	1 Jun 2016	75% - 100%	1196008

Based in San Diego

The principal office where Arch Peregoff, Inc. performs its advisory services is located at 9191 Towne Centre Drive, San Diego, CA 92122, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 858-457-7717. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday.