Overland Advisors, LLC (South San Francisco)

Name: Overland Advisors, LLC
Address: 601 Gateway Boulevard, South San Francisco, CA, 94080
Telephone: 650-989-2800

Overland Advisors, LLC is a large advisory firm based in South San Francisco. It manages $3.51 billion of regulatory assets for 8 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdictions of California and Texas.

Overland Advisors provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Overland Advisors: assets under management

The assets under management (AUM) of Overland Advisors, LLC is $3.51 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -16% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $3.51 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $438.27 million each.

Overland Advisors has custody of $3.51 billion in cash and securities for 8 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Overland Advisors, LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Overland Advisors, LLC

Gordon Converse Holterman has been acting as President since 1 Jan 2010. Derek Dunn has served as the Chief Investment Officer since 1 Jan 2010. Suenos Holdings Llc joined the executive team most recently as the Member.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Wells Fargo & Company	Member	1 Nov 2009	25% - 50%	41-0449268
Gordon Converse Holterman	Chief executive officer/director	1 Jan 2010	Other	2549668
Derek Dunn	Chief investment officer/director	1 Jan 2010	Other	4440056
Natasha Salins	Chief compliance officer	1 Jan 2010	Other	3250279
Natasha Zaleema Salins	Chief compliance officer/vice president	1 Jan 2010	Other	3250279
Jeffrey Pisani	Chief operating officer/treasurer	1 Jan 2010	Other	4159917
John Richard Shrewsberry	Director	1 Jan 2010	Other	2264673
Thomas Karl Hoops	Director	1 Jan 2010	Other	5156895
Matthew Charles Moss	Director	1 Jan 2010	Other	4499363
Leon Thomas Szymoniak	Chief financial officer	1 Jun 2010	Other	2526516
Dunn & Holterman Lp	Member	1 Apr 2012	50% - 75%	45-4566223
Dunn & Holterman Llc	Member	1 Apr 2012	50% - 75%	45-4566223
Chen Susan	Chief financial officer	1 May 2012	Other	6076696
Peter Matthew Sterling	Chief operating officer/treasurer	1 Mar 2013	Other	4077828
Anupam Agarwal	Principal and chief investment officer of adh investment management lp; manager of general partner	1 Mar 2013	Other	6181977
Gordon Converse Holterman	Principal of adh investment management lp; manager of general partner	1 Mar 2013	Other	2549668
Derek Dunn	Principal of adh investment management lp; manager of general partner	1 Mar 2013	Other	4440056
Jeffrey Pisani	Chief operating officer/treasurer of adh investment management lp	1 Mar 2013	Other	4159917
Dunn & Holterman Llc	Limited partner of adh investment management lp	1 Mar 2013	50% - 75%	45-4566223
Chen Susan	Chief financial officer of adh investment management lp	1 Mar 2013	Other	6076696
Adh Im Gp Llc	General partner of adh investment management lp	1 Mar 2013	Other	30-0770556
Ryan Coad Dow	Principal of adh investment management lp	1 Mar 2013	Other	5002934
Peter Van Gelderen	Principal of adh investment management lp	1 Mar 2013	Other	6183387
Agarwal Lp	Limited partner of adh investment management lp	1 Mar 2013	50% - 75%	12-3456789

Indirect Owners

The SEC currently registers 11 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Anupam Agarwal	Member	1 Mar 2012	50% - 75%	6181977
Kantwood Llc	Member	1 Apr 2012	25% - 50%	20-3153730
Derek Dunn	Trustee	1 Apr 2012	Other	4440056
Tamara Dunn	Trustee	1 Apr 2012	Other	3156370
Dunn Family Trust	Member	1 Apr 2012	75% - 100%	03271972
Kantwood Llc Gordon Converse Holterman	Managing member	1 Apr 2012	50% - 75%	20-3153730
The Dunn Family Trust Derek Dunn And Tamara Dunn	Trustees	1 Apr 2012	50% - 75%	03271972
The Dunn Family Trust	Member	1 Apr 2012	50% - 75%	03271972
Agarwal Llc	General partner	1 Mar 2013	Other	98-7654321
Suenos Holdings Llc	Member	1 Dec 2013	25% - 50%	201307310029
Dunn & Holterman Gp Llc	General partner	1 Dec 2013	Other	46-4602022

Based in South San Francisco

The principal office where Overland Advisors, LLC performs its advisory services is located at 601 Gateway Boulevard, South San Francisco, CA 94080, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 650-989-2800 or by fax 650-989-2797. The normal business hours are 6:30 am - 4:00 pm on Monday - Friday. You can find more information about the New York firm at overlandadvisors.com.