Cadinha & Co LLC (Honolulu)

Name: Cadinha & Co LLC
Address: 900 Fort St. Mall, Ste. 1450, Honolulu, HI, 96813 3713
Telephone: 808-523-9488

Cadinha & Co LLC is a large advisory firm based in Honolulu. It manages $1.43 billion of regulatory assets for 4,632 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 36 other states.

Cadinha & provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and consulting. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Cadinha &: assets under management

The assets under management (AUM) of Cadinha & Co LLC is $1.43 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 118% since the beginning of its operation, and $4.4 million of the total AUM is attributable to clients outside of the United States.

The firm manages $1.43 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $309.31 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 46% of the total AUM. The second-largest asset type is government bonds, which make up 32% of the firm’s portfolio. Investments in cash and cash equivalents form 19% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Cadinha & Co LLC for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Harlan Joseph Cadinha serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, and corporations or other businesses. The largest group of clients of Harlan Joseph Cadinha is individuals with 3,558 clients and $686.61 million of assets under management. Among the 5 most similar advisory firms, Cadinha & has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $1.41 billion for 3,835 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.

Cadinha & doesn't advise any private funds.

Careers at Cadinha & Co LLC

The company employs 22 people that are either part- or full-time employees. 27 percent of the employees work as investment advisers or researchers. 11 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Harlan Joseph Cadinha has been acting as President since 1 Dec 2006. Arthur Jacques Mallet joined the executive team most recently as the Executive Vice President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Cadinha Partners	Member	1 Jun 2000	Other	99-0249314
Inc. Ccm Holdings	Member	1 Jun 2000	75% - 100%	36-4356466
Patricia Yamada Phares	Vice president-operations/compliance	1 Jun 2000	Other	4380226
Bradley Totherow	Vice president/cio/director	1 Jun 2000	Other	2067689
Richard Howard Adler	Director	1 Jun 2000	Other	2102059
Jon Cowell Hunt	Director	1 Jun 2000	Other	2452038
Llc Ccm Holdings Ii	Interestholder	1 Apr 2003	Other	36-4374514
Llc Convergent Capital Management	Interestholder	1 Apr 2003	50% - 75%	34-1975129
Bradley Friel Totherow	President/coo/director	1 Jul 2003	Other	2067689
Harlan B. K. Cadinha	Vp/cio	1 Jul 2003	Other	2843269
Harlan B. K. Cadinha	Vp/cio/director	1 Jul 2004	Other	2843269
Bradley Friel Totherow	President/ceo/director	1 Jan 2006	Other	2067689
Joelle Tokie Uyeda	Vice president-operations	1 Mar 2006	Other	5112829
Cadinha Acquisition Corp	Member	1 Dec 2006	75% - 100%	20-8042742
Harlan Joseph Cadinha	Chairman/chief investment strategist/director	1 Dec 2006	Other	37879
Kaleialoha Kathleen Cadinha Pua'a	President/ceo/director	1 Dec 2006	Other	4533845
Neil T. Rose	Evp/cio/director	1 Dec 2006	Other	4629568
Ty Yukie Nohara	Chief compliance officer	1 Apr 2012	Other	2813031
Neil T. Rose	Chief compliance officer	1 Mar 2015	Other	4629568
Leigh Ann Yasue Iha	Chief compliance officer	1 Jan 2016	Other	6625628
Victor Antonio Canto	Chief economist/managing director of global strategies	1 Jan 2017	Other	1619996
Arthur Jacques Mallet	Executive vice president	1 Aug 2018	Other	4981263

Indirect Owners

The SEC currently registers 13 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Richard Howard Adler	Share holder	1 Nov 1993	25% - 50%	2102059
Harry Tom Griffith	Share holder	1 Nov 1993	25% - 50%	230065
James Edward Hayes	Share holder	1 Nov 1993	25% - 50%	240511
Harlan Joseph Cadinha	General partner	1 Jun 2000	75% - 100%	37879
Inc. Convergent Capital Management	Share holder	1 Jun 2000	75% - 100%	36-3978495
City National Corporation	Member	1 Apr 2003	75% - 100%	95-2568550
Harlan Joseph Cadinha	President	1 Dec 2012	Other	37879
Kaleialoha Kathleen Cadinha Pua'a	Partner	1 Dec 2012	25% - 50%	4533845
Harlan J. Cadinha Family Limited Partnership	Shareholder-common	1 Dec 2012	75% - 100%	46-1618088
Harlan B. K. Cadinha	Partner	1 Dec 2012	25% - 50%	2843269
Llc Hjc Family	General partner	1 Dec 2012	Other	46-1618469
Neil T. Rose	Partner	1 Jan 2015	50% - 75%	4629568
Cadinha Acquisition Corp	General partner	1 Jan 2015	Other	20-8042742

Based in Honolulu

The principal office where Cadinha & Co LLC performs its advisory services is located at 900 Fort St. Mall, Ste. 1450, Honolulu, HI 96813 3713, which is also the mailing address of the firm. An additional office of the firm is in Park City, UT. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 808-523-9488 or by fax 808-526-9725. The normal business hours are 7:00 a.m. - 4:30 p.m. on Monday - Friday. You can find more information about the New York firm at cadinha.com.