Henderson Global Investors (North America) Inc. (Denver)
Henderson Global Investors (North America) Inc. is a large advisory firm based in Denver. It manages $443.81 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.
Henderson Global Investors (North America) provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
Henderson Global Investors (North America): assets under management
The assets under management (AUM) of Henderson Global Investors (North America) Inc. is $443.81 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -60% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
Fees & Commissions
The advisory firm has a single stream of revenue. Clients pay Henderson Global Investors (North America) Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
What kind of clients Bruce Lewis Koepfgen serves?
The only and largest group of clients of Bruce Lewis Koepfgen is investment companies with 1 clients and $443.81 million of assets under management. Among the 9 most similar advisory firms, Henderson Global Investors (North America) has the highest percentage of investment companies out of all clients.
The amount of regulatory assets under management is $443.81 million for 1 clients. None of the firm’s clients are foreign persons or businesses.
Henderson Global Investors (North America) doesn't advise any private funds.
Careers at Henderson Global Investors (North America) Inc.
The company employs 984 people that are either part- or full-time employees. 10 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Bruce Lewis Koepfgen has been acting as President since 1 May 2017. Susan Kelly Wold joined the executive team most recently as the Chief Compliance Officer.
Direct owners and executive officers
Indirect Owners
The SEC currently registers 29 indirect owners.Based in Denver
The principal office where Henderson Global Investors (North America) Inc. performs its advisory services is located at 151 Detroit Street, Denver, CO 80206, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number (303) 333-3863 or by fax (303) 336-7806. The normal business hours are 7:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at henderson.com/home/us.
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