Sunamerica Securities, Inc. (Phoenix)

Sunamerica Securities provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sunamerica Securities: assets under management

The assets under management (AUM) of Sunamerica Securities, Inc. is $327.89 million. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $16.39 million in discretionary accounts and $311.49 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $3.34 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $11.65 thousand.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Sunamerica Securities, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Sunamerica Securities, Inc.

Vincent James Asaro has been acting as President since 1 May 1992. Susanne Marie Denby joined the executive team most recently as the Vice President, Chief Compliance Officer.

Direct owners and executive officers

Indirect Owners

The SEC currently registers 7 indirect owners.

Based in Phoenix

The principal office where Sunamerica Securities, Inc. performs its advisory services is located at 2800 N. Central Ave., Suite 2100, Phoenix, AZ 85004 1050 The mailing address of the firm is P.O. Box 2280, Phoenix, AZ 85002 2280. An additional office of the firm is in Walnut Creek, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 602-744-3000 or by fax 602-744-3168. The normal business hours are 8:00 a.m - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.sunamericasecurities.com.

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