Chilton Private Clients, LLC (Stamford)

Name: Chilton Private Clients, LLC
Address: 1290 East Main Street 1 St Floor, Stamford, CT, 06902
Telephone: 203-352-4000

Chilton Private Clients, LLC is a large advisory firm based in Stamford. It manages $4.35 billion of regulatory assets for 924 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 49 other states.

Chilton Private Clients provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and recommending other advisers. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Chilton Private Clients: assets under management

The assets under management (AUM) of Chilton Private Clients, LLC is $4.35 billion. The firm's AUM has grown by 3533% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $4.34 billion in discretionary accounts and $6.5 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $4.71 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $6.5 million.

Chilton Private Clients has custody of $51.1 million in cash and securities for 7 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Chilton Private Clients, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Chilton Private Clients, LLC

Garrison Du Pont Lickle has been acting as President since 1 Mar 2011. Llc Chilton Investment Company joined the executive team most recently as the Owner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Llc Chilton Investment Company	Shareholder	1 Jun 2010	75% - 100%	120107
Apache Trust Holdings Llc	Shareholder	1 Dec 2010	25% - 50%	xxx-xx-xxxx
Richard Lockwood Chilton	Chairman, chief executive officer & chief investment officer	1 Mar 2011	Other	1158328
Patricia Mallon	Director, vice president & treasurer	1 Mar 2011	Other	4523542
James Steinthal	Director, vice president & secretary	1 Mar 2011	Other	4523546
Garrison Du Pont Lickle	Director	1 Mar 2011	Other	4150539
Lisa M Czachor	Executive vice president	1 Mar 2011	Other	4322384
Patricia Anne Mallon	Director, vice president & treasurer	1 Mar 2011	Other	4523542
James Edward Steinthal	Director, vice president & secretary	1 Mar 2011	Other	4523546
Lisa Marie Czachor	Executive vice president	1 Mar 2011	Other	4322384
Jennifer A Duggins	Vice president-chief compliance officer	1 Oct 2011	Other	2488577
Jennifer Anne Duggins	Vice president-chief compliance officer	1 Oct 2011	Other	2488577
Richard Lockwood Chilton	Chairman, chief executive officer & chief investment officer - equities	1 Jan 2012	Other	1158328
Timothy Westonapplegate Horan	Executive vice president, chief investment officer - fixed income	1 Jan 2012	Other	2252713
Llc Chilton Private Clients Holding Company	Member, manager of chilton private clients, llc	1 Feb 2012	75% - 100%	27-5309477

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Richard Lockwood Chilton	Shareholder	1 Apr 1992	50% - 75%	1158328
Inc. Chilton Investment Company	Member, manager	1 May 2005	50% - 75%	13-3667517
Garrison Du Pont Lickle	Member, single member llc	1 Dec 2010	75% - 100%	4150539
Garrison Du Pont Lickle	Owner	1 Feb 2012	25% - 50%	4150539
Llc Chilton Investment Company	Owner	1 Feb 2012	75% - 100%	120107

Based in Stamford

The principal office where Chilton Private Clients, LLC performs its advisory services is located at 1290 East Main Street 1 St Floor, Stamford, CT 06902, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-352-4000 or by fax 203-352-4006. The normal business hours are 8:30am-5:30pm on Monday - Friday. You can find more information about the New York firm at www.chiltonfunds.com.