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Steinberg Priest & Sloane Capital Management, LLC (New York)


Steinberg Priest & Sloane Capital Management, LLC is a large advisory firm based in New York. It manages $1.28 billion of regulatory assets for 113 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of Alabama, California, Connecticut, and 15 other states.

Steinberg Priest & Sloane Capital Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Steinberg Priest & Sloane Capital Management: assets under management

The assets under management (AUM) of Steinberg Priest & Sloane Capital Management, LLC is $1.28 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 27% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $1.28 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $11.32 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Steinberg Priest & Sloane Capital Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 11 indirect owners.

Name Entity Date acquired Ownership Employer ID
Michael Alan Steinberg Shareholder 1 Nov 1982 75% - 100% 434849
Inc Putnam Lovell Group Sole shareholder of putnam lovell capital partners, inc. 1 Oct 1997 75% - 100% 95-3283346
Inc. Putnam Lovell Capital Partners Sole managing member of highcrest california partners, llc 1 Mar 2000 Other 95-3283346
Llc Progress Putnam Lovell Advisors Sole managing member of progress putnam lovell ventures llc 1 Apr 2000 Other 95-4802253
California Public Employees Retirement System Non-managing member of progress putnam lovell ventures, llc 1 Apr 2000 75% - 100% 94-6207465
Progress Investment Management Company Managing member of progress putnam lovell advisors, llc 1 Apr 2000 50% - 75% 94-3109216
Llc Highcrest California Partners Managing member of progress putnam lovell advisors, llc 1 Apr 2000 50% - 75% 95-4706384
Inc. Fleet/Liberty Holdings Sole shareholder of progress investment management company 1 Nov 2001 75% - 100% 04-3260640
Fleet National Bank Sole shareholder of fleet/liberty holdings, inc. 1 Nov 2001 75% - 100% 04-2472499
Fleet Boston Financial Corporation Sole shareholder of fleet national bank 1 Nov 2001 75% - 100% 05-0341324
National Bank Of Canada Sole shareholder of putnam lovell group, inc. 1 Jun 2002 75% - 100% 00-0000000

Based in New York

The principal office where Steinberg Priest & Sloane Capital Management, LLC performs its advisory services is located at 12 East 49 Th Street, New York, NY 10017, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 212-980-0080 or by fax 212-980-8890. The normal business hours are 8:45 a.m. to 5:30 p.m. on Monday - Friday.


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