Morgan Rio Capital Management, LLC (New York)

Morgan Rio Capital Management, LLC is a large advisory firm based in New York. It manages $481.86 million of regulatory assets for 11 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdiction of New York.

Morgan Rio Capital Management provides portfolio management for pooled investment vehicles and co-investments. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Morgan Rio Capital Management: assets under management

The assets under management (AUM) of Morgan Rio Capital Management, LLC is $481.86 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 138% since the beginning of its operation, and $411.68 million of the total AUM is attributable to clients outside of the United States.

The firm manages $481.86 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $43.81 million each.

Morgan Rio Capital Management has custody of $481.86 million in cash and securities for 11 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in other assets the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Morgan Rio Capital Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Morgan Rio Capital Management serves?

The only and largest group of clients of Morgan Rio Capital Management is pooled investment vehicles with 9 clients and $433.48 million of assets under management. Among the 7 most similar advisory firms, Morgan Rio Capital Management has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $433.48 million for 9 clients. 73% of the firm’s clients are foreign persons or businesses.

Morgan Rio Capital Management also advises several private funds. Namely, one hedge fund and four private equity funds. The minimum investment commitment required of non-related persons ranges from $1,000,000 to $5,000,000.

Careers at Morgan Rio Capital Management, LLC

The company employs 6 people that are either part- or full-time employees. 33 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Llc Morgan Rio Holdings	Sole member	1 Sep 2008	75% - 100%	263469587
Amy Louise Segal	Chief operating officer / chief compliance officer	1 Feb 2009	Other	2861803

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Jacobo Buzali	Managing member	1 Sep 2008	75% - 100%	2924496

Based in New York

The principal office where Morgan Rio Capital Management, LLC performs its advisory services is located at 135 East 57 Th Street, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (646) 216-8346 or by fax (646) 688-4818. The normal business hours are 9 a.m. - 5 p.m. on Monday - Friday.