Eaglestone Wealth Advisors, Inc. (Rockville)

Name: Eaglestone Wealth Advisors, Inc.
Address: 1101 Wootton Parkway, Rockville, MD, 20852
Telephone: 301-924-2160

Eaglestone Wealth Advisors, Inc. is a large advisory firm based in Rockville. It manages $173.54 million of regulatory assets for 395 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdiction of Maryland.

Eaglestone Wealth Advisors provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, and selection of other advisers. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Eaglestone Wealth Advisors: assets under management

The assets under management (AUM) of Eaglestone Wealth Advisors, Inc. is $173.54 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 286% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $173.54 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $439.34 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Eaglestone Wealth Advisors, Inc. for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Tarun Mehta serves?

The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Tarun Mehta is high net worth individuals with 59 clients and $95.02 million of assets under management. Among the 5 most similar advisory firms, Eaglestone Wealth Advisors has the 3rd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $173.54 million for 248 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Eaglestone Wealth Advisors doesn't advise any private funds.

Careers at Eaglestone Wealth Advisors, Inc.

The company employs 10 people that are either part- or full-time employees. 70 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Tarun Mehta has been acting as President since 1 Nov 2010. Joseph William Kantakevich joined the executive team most recently as the Director Of Investments & Portfolio Management.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
James Dale Warring	Founder & ceo	1 Aug 2006	75% - 100%	3198200
Resources Llc Outsource Compliance	Chief compliance officer	1 Feb 2007	Other	5496238
Tarun Mehta	President/chief compliance officer	1 Nov 2010	Other	4795868
Joseph William Kantakevich	Director of investments & portfolio management	1 Jan 2017	Other	5624294
Joseph Lager	Shareholder	1 Jan 2017	Other	6469900

Based in Rockville

The principal office where Eaglestone Wealth Advisors, Inc. performs its advisory services is located at 1101 Wootton Parkway, Rockville, MD 20852, which is also the mailing address of the firm. An additional office of the firm is in Las Vegas, NV. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 301-924-2160 or by fax 202-204-6322. The normal business hours are 9:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at eaglestonewealth.com.