Ubs Global Asset Management International Ltd (London)

Ubs Global Asset Management International Ltd is a large advisory firm based in London. It manages $1.58 billion of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2002.

Ubs Global Asset Management International provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ubs Global Asset Management International: assets under management

The assets under management (AUM) of Ubs Global Asset Management International Ltd is $1.58 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 593% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.58 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $316.58 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ubs Global Asset Management International Ltd for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Ubs Global Asset Management International Ltd

Gillian Marjorie Clarke has been acting as President since 1 Dec 2001. David Andrew Fitzharris joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Ubs Global Asset Management Holding Ltd	Limited company	1 May 1988	75% - 100%	foreign
Crispian Hilary Vincent Collins	Director	1 Oct 1998	Other	4341307
Thomas Paul Madsen	Director	1 Jul 2000	Other	4341316
Gillian Marjorie Clarke	Director	1 Dec 2001	Other	4341306
Michael William Pavey	Chairman	1 Dec 2001	Other	4519879
Matthew Thomas Stemp	Director	1 Dec 2001	Other	4519882
Mark Porter	Director	1 Dec 2001	Other	4519885
Mark Nathan Mckell	Director	1 Jan 2003	Other	4648168
David Joseph Jacob	Director	1 May 2003	Other	4781536
Catherine Fiona Neill	Chairman	1 May 2003	Other	4781537
Mark Porter	Director	1 Feb 2004	Other	4519885
Ruth Beechey	Director	1 Jul 2004	Other	4936507
David Andrew Fitzharris	Chief compliance officer	1 Sep 2004	Other	4957434

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Ubs Global Asset Management Holding (No 2) Ltd	Limited company	1 Mar 1998	75% - 100%	foreign
Ubs Ag	Company	1 Jan 1999	75% - 100%	foreign
Ubs Assets (Uk) Limited	Limited company	1 Jan 1999	75% - 100%	foreign
Ubs Uk Holding Limited	Limited company	1 Jan 1999	75% - 100%	foreign

Based in London

The principal office where Ubs Global Asset Management International Ltd performs its advisory services is located at 21 Lombard Street, London, Ec3 V 9 Ah, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 020-7901-5132 or by fax 020-7901-5228. The normal business hours are 9.00am to 5.00pm on Monday - Friday.