Lyle, Allan Glen (San Rafael)

Lyle, Allan Glen is a large advisory firm based in San Rafael. It manages $163.01 million of regulatory assets for 157 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of California.

Lyle, Allan Glen provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Lyle, Allan Glen: assets under management

The assets under management (AUM) of Lyle, Allan Glen is $163.01 million. The firm's AUM has grown by 90% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $63.93 million in discretionary accounts and $99.08 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $620.67 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.83 million.

Investments

The firm invests in exchange traded securities the most. They account for 80% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 10% of the firm’s portfolio. Investments in state and local bonds form 5% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Lyle, Allan Glen for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Lyle, Allan Glen serves?

The only and largest group of clients of Lyle, Allan Glen is individuals with 80 clients and $163.01 million of assets under management. Among the 10 most similar advisory firms, Lyle, Allan Glen has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $163.01 million for 80 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Lyle, Allan Glen doesn't advise any private funds.

Careers at Lyle, Allan Glen

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Allan Glen Lyle	Owner chief compliance officer	1 Aug 1982	75% - 100%	314931

Based in San Rafael

The principal office where Lyle, Allan Glen performs its advisory services is located at 165 North Redwood Drive, San Rafael, CA 94903 1974 The mailing address of the firm is 165 N. Redwood Dr Ste 208, San Rafael, CA 94903. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-492-9240 or by fax 415-499-9014. The normal business hours are 8:30 am to 4:30 pm on Monday - Friday.