Walls Investment Management Company (Bluffton)

Walls Investment Management Company is an adviser based in Bluffton. It manages $62 million of regulatory assets for 151 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Pennsylvania and South Carolina.

Walls Investment Management Company provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Walls Investment Management Company: assets under management

The assets under management (AUM) of Walls Investment Management Company is $62 million. The firm's AUM has grown by 99% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $32 million in discretionary accounts and $30 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $220.69 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $5 million.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Walls Investment Management Company for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Walls Investment Management Company

Richard James Walls has been acting as President since 1 Aug 1995. Richard J. Walls joined the executive team most recently as the President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Richard J. Walls	President	1 Aug 1995	75% - 100%	23-2818577
Richard James Walls	President/chief compliance officer	1 Aug 1995	75% - 100%	809189

Based in Bluffton

The principal office where Walls Investment Management Company performs its advisory services is located at 102 Buckwalter Parkway, Bluffton, SC 29910, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.