St. Bernard Financial Services, Inc. (Russellville)

Name: St. Bernard Financial Services, Inc.
Address: 1609 West Main St, Russellville, AR, 72801
Telephone: 479-967-1200

St. Bernard Financial Services, Inc. is a multi-state adviser based in Russellville. It manages $61.42 million of regulatory assets for 425 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alaska, Arizona, Arkansas, and 21 other states.

St. Bernard Financial Services provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

St. Bernard Financial Services: assets under management

The assets under management (AUM) of St. Bernard Financial Services, Inc. is $61.42 million. The firm's AUM has gone down by -10% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

Investments

The firm invests in exchange traded securities the most. They account for 67% of the total AUM. The second-largest asset type is pooled investment vehicles, which make up 16% of the firm’s portfolio. Investments in government bonds form 10% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay St. Bernard Financial Services, Inc. for their services and products based on a percentage of assets under management and hourly charges. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients St. Bernard Financial Services serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of St. Bernard Financial Services is individuals with 420 clients and $56.97 million of assets under management. Among the 1 most similar advisory firms, St. Bernard Financial Services has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $61.42 million for 426 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

St. Bernard Financial Services doesn't advise any private funds.

Careers at St. Bernard Financial Services, Inc.

The company employs 47 people that are either part- or full-time employees. 89 percent of the employees work as investment advisers or researchers. 42 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Robert Jr Keenan	Ceo, cco, trustee of robert keenan trust	1 Mar 1994	Other	2000976
Anne Adams Keenan	Shareholder	1 Mar 1994	50% - 75%	xxx-xx-xxxx
Joseph Andrew Miles	Director of retail fixed income	1 Jan 2009	Other	1104254
Debra Dawn Shannon	Director of business development	1 Jun 2010	Other	5021297
Robert Keenan Revocable Trust	Owner	1 Feb 2012	75% - 100%	71-0710810
Victor Dwain Jones	Options principal	1 Feb 2012	Other	1733706
Robert Thomas Mikkelsen	Options principal	1 Jun 2013	Other	1088430
Sharon Jane Dyer	Assistant finop and muni principal	1 May 2017	Other	1456415

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Robert Jr Keenan	Trustee	1 Feb 2012	75% - 100%	2000976

Based in Russellville

The principal office where St. Bernard Financial Services, Inc. performs its advisory services is located at 1609 West Main St, Russellville, AR 72801, which is also the mailing address of the firm. An additional office of the firm is in Jonesboro, AR. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 479-967-1200 or by fax 479-967-9344. The normal business hours are 8:30 to 4:30 on Monday - Friday. You can find more information about the New York firm at pullenfinancial.com.