Thomaslloyd Global Asset (Americas) LLC (Pleasantville)

Name: Thomaslloyd Global Asset (Americas) LLC
Address: 427 Bedford Road, Pleasantville, NY, 10570
Telephone: 914-773-7888

Thomaslloyd Global Asset (Americas) LLC is a large advisory firm based in Pleasantville. It manages $88.34 million of regulatory assets for 24 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdiction of New York.

Thomaslloyd Global Asset (Americas) provides pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Thomaslloyd Global Asset (Americas): assets under management

The assets under management (AUM) of Thomaslloyd Global Asset (Americas) LLC is $88.34 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 34% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $88.34 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $3.68 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Thomaslloyd Global Asset (Americas) LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Thomaslloyd Global Asset (Americas) LLC

Douglas Lloyd Brennan has been acting as President since 1 Jan 2003. Thomaslloyd Group Plc joined the executive team most recently as the Owner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Douglas Lloyd Brennan	Chairman	1 Jan 2003	Other	2519452
James John Bowe	President	1 Jan 2003	Other	713865
George Fisher	Senior vice president, compliance officer	1 Jan 2003	Other	1710915
Angela Elizabeth Lavelle	Vp of finance	1 Nov 2003	Other	4878444
Mark Joseph Gallagher	Executive vice president - cheif operations officer	1 Sep 2004	Other	1921924
Charles Matthew White	Executive vice president	1 Jun 2005	Other	1989978
Gregory Henry Kahn	Senior vice president, general counsel	1 Jun 2005	Other	5045156
Salvatore Michael Capizzi	Executive vice president	1 Sep 2005	Other	1037757
William Lawrence Morrow	Chief compliance officer	1 Sep 2005	Other	2229850
Donald Creel Hubbard	Senior vice president	1 Oct 2005	Other	2458133
Thomaslloyd Ag	Owner	1 Nov 2006	75% - 100%	foreign
Jerry John Szilagyi	Chief executive officer	1 Feb 2007	Other	1156349

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Thomas Ulf Michael Sieg	Owner	1 May 2006	75% - 100%	5292555
Thomaslloyd Group Plc	Owner	1 Jan 2007	75% - 100%	foreign

Based in Pleasantville

The principal office where Thomaslloyd Global Asset (Americas) LLC performs its advisory services is located at 427 Bedford Road, Pleasantville, NY 10570, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 914-773-7888 or by fax 914-773-7887. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.thomas-lloyd.com.