Dreyfus Service Corporation (New York)


Dreyfus Service Corporation is a large advisory firm based in New York. It manages $1.22 billion of regulatory assets for 6,020 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 47 other states.

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Dreyfus Service Corporation provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Dreyfus Service Corporation: assets under management

The assets under management (AUM) of Dreyfus Service Corporation is $1.22 billion. The firm's AUM has grown by 3477% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $946 million in discretionary accounts and $273 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $218.83 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $160.87 thousand.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Dreyfus Service Corporation for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Dreyfus Service Corporation

James Andrew Neiland has been acting as President since 1 Mar 2003. Sean Paul O'neil joined the executive team most recently as the Executive Vice President.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
The Dreyfus Corporation Direct owner 1 Jan 1968 75% - 100% 13-5673135
William Howard Maresca Cfo & director 1 Aug 1992 Other 2053492
John Charles Cardona Executive vice president & director 1 Dec 1992 Other 702784
David Kent Mossman Executive vice president 1 Dec 1998 Other 2503983
Jane Marilyn Knight Clo, secretary 1 Jul 1999 Other xxx-xx-xxxx
Stephen Joseph Storen Cco 1 Oct 1999 Other 1180119
John David Officer President & director 1 Mar 2000 Other 2789523
Anthony Charles Devivio Executive vice president & director 1 Mar 2000 Other 715375
Mercedes Eileen Katz Srop/ crop & municipal securities principal 1 May 2000 Other 723383
William Howard Maresca Cfo & director 1 Aug 2000 Other 2053492
John Charles Cardona Executive vice president & director 1 Aug 2000 Other 702784
Thomas Eugene Winnick Executive vice president & director 1 Aug 2001 Other 2256835
Irene Despina Papadoulis Executive vice president & director 1 Oct 2001 Other 733025
Prasanna Gopal Dhore Executive vice president 1 Mar 2002 Other 4352777
Noreen Bernadette Ross Executive vice president 1 Mar 2002 Other 2670042
Michael Gerard Millard Chairman, chief executive officer & director 1 Apr 2002 Other 722703
James Andrew Neiland Director 1 Mar 2003 Other 1802660
Matthew Rodney Schiffman Executive vice president & director 1 Mar 2003 Other 1022661
Timothy Michael Mccormick Executive vice president 1 Oct 2004 Other 1812000
Joseph Warren Connolly Cco (investment advisory business) 1 Oct 2004 Other 1144952
John Brereton Young Director 1 Jan 2005 Other 1338064
Thomas Frederick Eggers Chairman, chief executive officer & director 1 Apr 2005 Other 702468
William Howard Maresca Executive vice-president 1 Jul 2005 Other 2053492
Gary Robert Pierce Chief financial officer ("cfo") and director 1 Jul 2005 Other 2053491
Richard Walter Sabo Executive vice president 1 Jan 2006 Other 1031155
Jonathan Russell Baum Executive vice president 1 Mar 2006 Other 1155906
Matthew Carmine Perrone Executive vice president 1 Aug 2006 Other 1761174
Kenneth James Bradle Executive vice president 1 Aug 2006 Other 1827956
Ronald Michael Jamison Chief legal officer and secretary 1 Oct 2006 Other 1861359
Robert Glenn Capone Executive vice president & director 1 Apr 2007 Other 2549965
Sean Paul O'neil Executive vice president 1 Jun 2007 Other 4427219
David Kent Mossman Executive vice president 1 Jun 2007 Other 2503983
Mark Andrew Keleher Head of transition management 1 Jun 2007 Other 2414937

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Mellon Financial Corporation Owner 1 Oct 1972 75% - 100% 25-1233834
N.A. Mellon Bank Owner 1 Aug 1994 75% - 100% 25-0659306
Mellon Financial Corporation Owner 1 Mar 2004 75% - 100% 25-1233834

Based in New York

The principal office where Dreyfus Service Corporation performs its advisory services is located at 200 Park Avenue, New York, NY 10166, which is also the mailing address of the firm. An additional office of the firm is in Uniondale, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-922-6000 or by fax 212-922-6870. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.dreyfus.com.