Wealth Dimensions Group, Ltd. (Cincinnati)

Name: Wealth Dimensions Group, Ltd.
Address: 7870 E Kemper Road, Cincinnati, OH, 45249
Telephone: 513-554-6000

Wealth Dimensions Group, Ltd. is a large advisory firm based in Cincinnati. It manages $430.04 million of regulatory assets for 455 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdictions of California, Florida, Indiana, and 3 other states.

Wealth Dimensions Group provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, and selection of other advisers. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Wealth Dimensions Group: assets under management

The assets under management (AUM) of Wealth Dimensions Group, Ltd. is $430.04 million. The firm's AUM has grown by 133% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $428.46 million in discretionary accounts and $1.58 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $943.74 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.58 million.

Investments

The firm invests in investment and business development companies the most. They account for 54% of the total AUM. The second-largest asset type is exchange traded securities, which make up 23% of the firm’s portfolio. Investments in cash and cash equivalents form 20% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Wealth Dimensions Group, Ltd. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Wealth Dimensions Group serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Wealth Dimensions Group is high net worth individuals with 106 clients and $282.89 million of assets under management. Among the 8 most similar advisory firms, Wealth Dimensions Group has the 2nd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $430.04 million for 455 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Wealth Dimensions Group doesn't advise any private funds.

Careers at Wealth Dimensions Group, Ltd.

The company employs 11 people that are either part- or full-time employees. 64 percent of the employees work as investment advisers or researchers. 7 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Thomas Alfred Curti	Managing member	1 Dec 1997	25% - 50%	1033019
Douglas Paul Loftus	Managing member, chief compliance officer	1 Dec 1997	25% - 50%	1179499
Michael Earl Mccaw	Managing member	1 Dec 2007	Other	5476066
Christopher Robert Oberholzer	Managing member	1 Jan 2010	Other	2261553
Patrick Daniel Hayes	Chief compliance officer	1 Mar 2018	Other	6571587

Based in Cincinnati

The principal office where Wealth Dimensions Group, Ltd. performs its advisory services is located at 7870 E Kemper Road, Cincinnati, OH 45249, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 513-554-6000 or by fax 513-554-6006. The normal business hours are 8:00 a.m.-5:00 p.m. on Monday - Friday. You can find more information about the New York firm at wealthdimensions.com.