Curian Capital, LLC (Denver)

Name: Curian Capital, LLC
Address: 7601 Technology Way, Denver, CO, 80237
Telephone: 303-488-3518

Curian Capital, LLC is an adviser based in Denver. It has been registered with the SEC as an adviser since 2002.

Curian Capital provides see schedule d miscellaneous for explanation. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Curian Capital, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Curian Capital, LLC

James Samuel Vitalie has been acting as President since 1 Jan 2004. Leandra Rose Knes has served as the Chief Investment Officer since 1 Jan 2004. Laura Louene Prieskorn joined the executive team most recently as the Executive Vice President And Chief Operating Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jackson National Life Insurance Company	Sole member	1 Dec 2001	75% - 100%	38-1659835
James Samuel Vitalie	Executive vice president - business development	1 Jan 2002	Other	2110559
Thomas John Meyer	Member board of managers	1 Mar 2002	Other	2204834
Allan Thomas Chiulli	Executive vice president - marketing	1 Mar 2002	Other	1830197
Clifford James Jack	Ceo, president	1 Mar 2002	Other	1398005
Joseph Dino Emanuel	Executive vice president, coo & secretary	1 Mar 2002	Other	2164417
David Wendall Collett	Chief financial officer	1 Mar 2002	Other	2352407
Stephen Robert Hoefling	Vice president - brokerage operations	1 May 2002	Other	1673496
Stuart Alan Rockett	Vice president - corporate communications	1 Jul 2002	Other	1851657
Kevin Michael Garrow	Vice president - business development	1 Jul 2002	Other	1761617
John Jay Wilson	Vice president - product development	1 Jul 2002	Other	2194950
Daniel Winston Maurer	Vice president - professional development	1 Aug 2002	Other	1603058
Paul Andrew Kuppinger	Vice president - research	1 Sep 2002	Other	1873077
Mark Gerald Duffy	Vice president - operations	1 Oct 2002	Other	1262462
Patrice Agnes Omara	Vice president - compliance	1 Nov 2002	Other	1544140
Sally Jean Carleton	Vice president - corporate communications	1 Nov 2002	Other	3222200
Lewis James Dellarco	Vice president - compliance	1 Nov 2002	Other	1027947
Charles Anthony Christofilis	Vice president/associate general counsel	1 Nov 2002	Other	1518196
Michael A Bell	Senior vice president and chief legal officer	1 Feb 2003	Other	4103989
Susan Kelly Wold	Vice president - compliance	1 Jun 2003	Other	2197638
James Samuel Vitalie	President	1 Jan 2004	Other	2110559
Leandra Rose Knes	Chief investment officer	1 Jan 2004	Other	4352152
Michael Andrew Wells	Member board of managers	1 Jan 2004	Other	1200087
Mark Bernard Mandich	Investment policy commitee	1 Feb 2004	Other	4352167
Robert Steven Driessen	V.p. and chief compliance officer	1 Apr 2004	Other	2613085
James Douglas Townsend	V.p. finance controller	1 Jul 2004	Other	2029225
Andrew Boutwell Hopping	Member of board of managers	1 Dec 2004	Other	2844071
Steven Bruce Young	Svp, asset management and chairman of ipc	1 May 2005	Other	1373066
Michael A Bell	President and chief executive officer	1 Dec 2005	Other	4103989
Christopher Daniel Rosato	Svp strategic development and member ipc	1 Feb 2007	Other	2592937
Walter Francis Czaicki	Vp asset management and member ipc	1 Feb 2007	Other	1568041
James Russell Ferrin	Vp, portfolio managment	1 Aug 2007	Other	2668520
Lewis James Dellarco	V.p. and chief compliance officer	1 Dec 2008	Other	1027947
Maura Kathryn Collins	Senior vice president, chief financial officer	1 Oct 2010	Other	4761732
Mark Paul Schoenbeck	Senior vice president, chief marketing officer	1 Jan 2011	Other	2625829
James Ronald Sopha	Member board of managers	1 Feb 2011	Other	2620404
Mark Daniel Nerud	Member board of managers	1 Feb 2011	Other	2366438
Paul Chadwick Myers	Member board of managers	1 Feb 2011	Other	1863982
Gregory Brandon Salsbury	Member board of managers	1 Mar 2011	Other	1812337
Walter Francis Czaicki	V. p. asset management	1 Oct 2011	Other	1568041
Laura Louene Prieskorn	Executive vice president, chief operating officer	1 Oct 2012	Other	3053589
Michael Alan Costello	Member board of managers	1 Feb 2014	Other	6314868
Savvas Panagiotis Binioris	Member board of managers	1 Feb 2014	Other	6314984
Thomas Paul Hyatte	Member board of managers	1 Feb 2014	Other	6287965
Walter Francis Czaicki	Senior vice president, chief investment officer	1 May 2014	Other	1568041
Mark Bernard Mandich	President and chief executive officer	1 Aug 2014	Other	4352167
Robert William Hajdu	Senior vice president, chief administration officer	1 Aug 2014	Other	4769897
Weston Bartley Wetherell	Senior vice president, general counsel	1 Aug 2014	Other	1172113
Michael George Petko	Senior vice president, national sales manager	1 Aug 2014	Other	2294315
Gregory Philip Cicotte	Executive vice president -sales	1 Aug 2014	Other	1208709
Daniel Eugene Wright	Senior vice president, chief compliance officer	1 Dec 2014	Other	2204732
Gregory Philip Cicotte	Executive vice president	1 Jan 2015	Other	1208709
Laura Louene Prieskorn	Member board of managers, executive vice president and chief operating officer	1 May 2015	Other	3053589
Mark Bernard Mandich	Member of board of managers, president and chief executive officer	1 May 2015	Other	4352167
Weston Bartley Wetherell	Senior vice president, general counsel and assistant secretary	1 May 2015	Other	1172113
Gregory Philip Cicotte	Member board of managers, executive vice president	1 May 2015	Other	1208709
Paul Chadwick Myers	Member board of managers	1 May 2015	Other	1863982
Bonnie Gashlin Wasgatt	Member board of managers	1 May 2015	Other	1775305
Devkumar Dilip Ganguly	Senior vice president, chief information officer	1 May 2015	Other	5287209
Otto Frank Miller	Vice president	1 May 2015	Other	5743082
Julia Anne Goatley	Secretary	1 May 2015	Other	6502354
James Donald Young	Executive vice president	1 May 2015	Other	5656400
Nelson Zamora	Senior vice president	1 May 2015	Other	6516076
Chris Raub	Senior vice president	1 May 2015	Other	6516079
Chris Raub	Senior vice president, co-chief investment officer	1 Oct 2015	Other	6516079
Glenn Scott Dorsey	Vice president, co-chief investment officer	1 Oct 2015	Other	2037434
Laura Louene Prieskorn	Executive vice president and chief operating officer	1 Feb 2016	Other	3053589
Gregory Philip Cicotte	Executive vice president	1 Feb 2016	Other	1208709
Bradley Olan Harris	Member board of managers	1 Feb 2016	Other	6589930

Indirect Owners

The SEC currently registers 28 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Brooke Holdings	Sole shareholder	1 Jul 1987	75% - 100%	38-3389961
Brooke Life Insurance Company	Sole shareholder	1 Aug 1987	75% - 100%	38-2764383
Prudential Plc	Sole shareholder	1 Jul 1990	75% - 100%	foreign
Brooke Life Insurance Company	Sole shareholder	1 Jun 1995	75% - 100%	38-2764383
Prudential One Limited	Shareholder	1 Jan 1997	75% - 100%	98-0343911
Ltd. Prudential Corporation Holdings	Shareholder	1 Jan 1997	75% - 100%	98-0345281
Ltd. Prudential Corporation Holdings	Sole shareholder	1 Dec 1999	75% - 100%	foreign
Holborn Delaware Corporation	Sole shareholder	1 Sep 2002	75% - 100%	52-2010048
Prudential One Limited	80% shareholder	1 Sep 2002	75% - 100%	foreign
Brooke Holdings (Uk) Limited	Sole shareholder of common stock of brooke holdings, inc.	1 Sep 2002	75% - 100%	foreign
Prudential Four Limited	Shareholder	1 Dec 2003	75% - 100%	98-0458524
Prudential Plc	Sole shareholder	1 Aug 2004	75% - 100%	98-0343908
Prudential Holdings Limited	Shareholder	1 Aug 2004	75% - 100%	foreign
Llc Brooke Holdings	Sole share holder of comon stock of brooke holdings, inc.	1 Apr 2006	75% - 100%	13-3389961
Brooke (Holdco1) Inc	Shareholder	1 Apr 2006	75% - 100%	98-0486152
Inc Nicole Finance	Shareholder	1 Apr 2006	75% - 100%	20-4530349
Brooke Llc	Shareholder	1 Apr 2006	75% - 100%	38-3389961
Llc Holborn Delaware	Shareholder	1 Apr 2006	75% - 100%	52-2010048
Pus Holdco2 Limited	Shareholder	1 Apr 2006	75% - 100%	98-0458542
Pus Holdco1 Limited	Shareholder	1 Apr 2006	75% - 100%	98-0486137
Prudential (Us Holdco1) Bv	Shareholder	1 Apr 2006	75% - 100%	98-0486145
Prudential (Us Holdco2) Bv	Shareholder	1 Apr 2006	75% - 100%	98-0486148
Prudential (Us Holdco3) Bv	Shareholder	1 Apr 2006	75% - 100%	98-0486149
Brooke Gp	Shareholder	1 Apr 2006	75% - 100%	52-2010048
Prudential (Us Holdco1) Limited	Shareholder	1 May 2011	75% - 100%	98-0486137
Brooke Uk Llc	Shareholder	1 May 2011	75% - 100%	52-2010048
Prudential Plc	Sole shareholder	1 Aug 2011	75% - 100%	98-0343908
Prudential Us Limited	Shareholder	1 Aug 2011	75% - 100%	foreign

Based in Denver

The principal office where Curian Capital, LLC performs its advisory services is located at 7601 Technology Way, Denver, CO 80237, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 303-488-3518 or by fax 303-488-4034. The normal business hours are 8:00a.m. - 5:00p.m. on Monday - Friday. You can find more information about the New York firm at curian.com.