Calvo Funds, LLC (Miami)

Name: Calvo Funds, LLC
Address: 1111 Brickell Ave, Miami, FL, 33131
Telephone: 305-577-0995

Calvo Funds, LLC is a mid-sized advisory firm based in Miami. It manages $67.28 million of regulatory assets for 23 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdiction of Florida.

Calvo Funds provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Calvo Funds: assets under management

The assets under management (AUM) of Calvo Funds, LLC is $67.28 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 119% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $67.28 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.93 million each.

Calvo Funds has custody of $34.43 million in cash and securities for 3 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Calvo Funds, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Calvo Funds, LLC

Alex Calvo has served as the Chief Investment Officer since 1 Jan 2006 and Raul (Nmn) Henriquez is the Chief Executive Officer of Calvo Funds, LLC family office. Beatriz Gutierrez Junco joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Llc Alpha Capital Investments	Member	1 Dec 2005	50% - 75%	01-0851866
Alex Calvo	Chief investment officer	1 Jan 2006	Other	5166911
Raul (Nmn) Henriquez	Chief executive officer	1 Jan 2006	Other	1647412
Asc Investments Llc	Member	1 Jan 2006	50% - 75%	39-2061612
Helen (Nmn) Lumpuy	Chief compliance officer	1 Aug 2007	Other	2268626
Victor Manuel Henriquez	Managing partner	1 Aug 2007	Other	702954
Manuel Patricio Munoz	Chief compliance officer	1 Dec 2011	Other	2480296
Beatriz Gutierrez Junco	Chief compliance officer	1 Oct 2012	Other	6122419

Indirect Owners

The SEC currently registers 6 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Llc Alpha Capital Holdings	Member	1 Dec 2005	75% - 100%	01-0851868
Raul Henriquez Rev Trust (Rh Trustee)	Member	1 Dec 2005	75% - 100%	xxx-xx-xxxx
Victor Henriquez Rev Trust(Vh Trustee)	Member	1 Dec 2005	75% - 100%	xxx-xx-xxxx
V Henriquez Holdings Lc	Share holder	1 Jan 2006	50% - 75%	20-5511384
The Alexander And Ann Marie Calvo Joint Revocable Trust	Member	1 Jan 2006	75% - 100%	xxx-xx-xxxx
R Henriquez Holdings Lc	Shareholder	1 Jan 2006	50% - 75%	22-3931478

Based in Miami

The principal office where Calvo Funds, LLC performs its advisory services is located at 1111 Brickell Ave, Miami, FL 33131, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 305-577-0995. The normal business hours are 9:00 am-5:00 pm on Monday - Friday. You can find more information about the New York firm at www.calvofunds.com.