Mastrapasqua Asset Management, Inc. (Nashville)

Name: Mastrapasqua Asset Management, Inc.
Address: 104 Woodmont Blvd, Nashville, TN, 37205
Telephone: 615-244-8400

Mastrapasqua Asset Management, Inc. is a large advisory firm based in Nashville. It manages $562.99 million of regulatory assets for 533 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdictions of Arizona, California, Florida, and 8 other states.

Mastrapasqua Asset Management provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for businesses and institutional clients. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Mastrapasqua Asset Management: assets under management

The assets under management (AUM) of Mastrapasqua Asset Management, Inc. is $562.99 million. The firm's AUM has gone down by -40% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $558.05 million in discretionary accounts and $4.94 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.05 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.24 million.

Mastrapasqua Asset Management has custody of $22.95 million in cash and securities for 20 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 79% of the total AUM. The second-largest asset type is investment and business development companies, which make up 8% of the firm’s portfolio. Investments in cash and cash equivalents form 7% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Mastrapasqua Asset Management, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Mastrapasqua Asset Management serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Mastrapasqua Asset Management is high net worth individuals with 119 clients and $360.57 million of assets under management. Among the 9 most similar advisory firms, Mastrapasqua Asset Management has the 5th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $558.05 million for 529 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Mastrapasqua Asset Management doesn't advise any private funds.

Careers at Mastrapasqua Asset Management, Inc.

The company employs 11 people that are either part- or full-time employees. 45 percent of the employees work as investment advisers or researchers. 5 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Frank Mastrapasqua	Chairman, ceo, portfolio manager	1 Feb 1993	75% - 100%	1048619
Frank Nmn Mastrapasqua	Chairman, ceo, senior portfolio manager	1 Feb 1993	75% - 100%	1048619
Thomas Adron Trantum	President, portfolio manager	1 Mar 1993	Other	448848
Mauro Mallory Mastrapasqua	Assoc. portfolio manager/ first vp	1 Sep 2001	Other	4396127
Nancy Gildiz Martinez	Chief compliance officer	1 Mar 2004	Other	4878160
Nicole Dee Crump	Chief financial officer	1 Mar 2004	Other	5190460
Gennie M Campbell	Chief financial officer	1 Jun 2010	Other	5817834
Gennie Montra Campbell	Chief financial officer	1 Jun 2010	Other	5817834
Julie Johnson Lewis	Chief compliance officer	1 Sep 2011	Other	4344743
Frank Nmn Mastrapasqua	Chairman, principal, chief investment officer	1 Oct 2011	75% - 100%	1048619
Mauro Mallory Mastrapasqua	President, principal	1 Oct 2011	Other	4396127
Gennie Montra Campbell	Principal, chief administrative officer - nashville	1 Oct 2011	Other	5817834
Julie Johnson Lewis	Chief compliance officer	1 Oct 2011	Other	4344743

Based in Nashville

The principal office where Mastrapasqua Asset Management, Inc. performs its advisory services is located at 104 Woodmont Blvd, Nashville, TN 37205, which is also the mailing address of the firm. An additional office of the firm is in Tullahoma, TN. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 615-244-8400 or by fax 615-244-1148. The normal business hours are 7:30 am - 4:30 pm on Monday - Friday. You can find more information about the New York firm at mastrapasqua.com.