Beechtree Capital Investment, Inc (Southampton)

Beechtree Capital Investment, Inc is a mid-sized advisory firm based in Southampton. It manages $32.47 million of regulatory assets for 73 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdiction of New York.

Beechtree Capital Investment provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Beechtree Capital Investment: assets under management

The assets under management (AUM) of Beechtree Capital Investment, Inc is $32.47 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -54% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $32.47 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $444.76 thousand each.

Beechtree Capital Investment has custody of $544.61 thousand in cash and securities for 2 clients in total and acts as a qualified custodian.

Investments

The firm invests in investment and business development companies the most. They account for 61% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 18% of the firm’s portfolio. Investments in exchange traded securities form 10% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Beechtree Capital Investment, Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Susan Kay Burke serves?

The only and largest group of clients of Susan Kay Burke is high net worth individuals with 27 clients and $32.47 million of assets under management. Among the 2 most similar advisory firms, Beechtree Capital Investment has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $32.47 million for 27 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Beechtree Capital Investment doesn't advise any private funds.

Careers at Beechtree Capital Investment, Inc

The company employs 2 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Susan Kay Burke has been acting as President since 1 Dec 1993. Zoe Karen Kamitses joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Susan Kay Burke	President	1 Dec 1993	75% - 100%	1827447
Zoe Karen Kamitses	Chief compliance officer	1 Sep 2004	Other	5029316

Based in Southampton

The principal office where Beechtree Capital Investment, Inc performs its advisory services is located at 175 Herrick Road, Southampton, NY 11968 5044 The mailing address of the firm is P.O. Box 1248, Southampton, NY 11969 1248. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 631-287-3223 or by fax 631-287-2307. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday.