Paul Capital Investments LLC (San Francisco)

Name: Paul Capital Investments LLC
Address: 50 California St., San Francisco, CA, 94111
Telephone: 415-283-4300

Paul Capital Investments LLC is a large advisory firm based in San Francisco. It manages $1.95 billion of regulatory assets for 11 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of California, Delaware, and New York.

Paul Capital Investments provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Paul Capital Investments: assets under management

The assets under management (AUM) of Paul Capital Investments LLC is $1.95 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 76% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.95 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $177.13 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Paul Capital Investments LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Paul Capital Investments LLC

John C Morrissey has been acting as President since 1 Apr 2011. Philip S Paul joined the executive team most recently as the Chairman, Director & Member (Common Class).

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Biip	Member (class a)	1 Jun 2006	50% - 75%	20-3818887
Llc Paul Capital Advisors	Member (class b)	1 Jun 2006	25% - 50%	20-0846452
Philip S Paul	Manager, member (class c), and chairman	1 Jun 2006	Other	4362440
David Arthur York	Manager, member (class c), and ceo	1 Jun 2006	Other	1303720
Walter Flamenbaum	Manager	1 Jun 2006	Other	4363193
David H De Weese	Manager	1 Jun 2006	Other	4363192
Denis Patrick Donovan	Manager	1 Jun 2006	Other	5005047
Michael John Grealy	Manager	1 Jun 2006	Other	5008032
Carroll H Archibald	Chief compliance officer	1 Jan 2007	Other	4363194
Philip J Jensen	Chief financial officer	1 Jan 2007	Other	4521294
Mick Patrick Sweeney	Manager	1 Feb 2009	Other	5256450
Bernard Hoey	Manager	1 Dec 2009	Other	5775276
Simon Guenzl	Chief compliance officer	1 Mar 2010	Other	2483612
James Daniel Townsend	Chief compliance officer	1 Mar 2011	Other	5907774
Philip S Paul	Chairman, director & member (common class)	1 Apr 2011	25% - 50%	4362440
David Arthur York	Ceo, director & member (common class)	1 Apr 2011	25% - 50%	1303720
James Daniel Townsend	Chief compliance officer, member (common class)	1 Apr 2011	Other	5907774
Lisa Marie Edgar	Director, member (common class)	1 Apr 2011	Other	4095768
John C Morrissey	Director	1 Apr 2011	Other	5914423
Robert James Eu	Director	1 Apr 2011	Other	3149075
Llc Shea Ventures Opportunity Fund B	Member (preferred class)	1 Apr 2011	50% - 75%	27-2348895
Llc Hambrecht Eu Vista	Member (preferred class)	1 Apr 2011	Other	27-4633044

Indirect Owners

The SEC currently registers 27 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
The Governor And Company Of The Bank Of Ireland	Shareholder	1 Jan 1982	75% - 100%	13-2687269
Inc. Shea Diversified Investments	Trust	1 May 2001	25% - 50%	22-3820615
John F Shea	Director	1 May 2001	Other	5914878
Peter O Shea	Director	1 May 2001	Other	5914880
John C Morrissey	Managing director	1 Feb 2004	Other	5914423
David H De Weese	Manager, member	1 Sep 2004	Other	4363192
Walter Flamenbaum	Manager, member	1 Sep 2004	Other	4363193
Philip J Jensen	Manager, member	1 Sep 2004	Other	4521294
Lionel Leventhal	Manager, member	1 Sep 2004	Other	1383612
Bryon T Sheets	Manager, member	1 Sep 2004	Other	4363190
Guy Rico	Manager, member	1 Sep 2004	Other	4777629
Bancireland (Us) Holdings Inc.	Shareholder	1 Feb 2006	75% - 100%	02-0487434
Biam Holdings	Shareholder	1 Oct 2006	75% - 100%	foreign
E&M Shea Revocable Trust	Director	1 Apr 2009	Other	1479274
Mary S Shea	Trustee	1 Apr 2009	Other	2606377
John C Morrissey	Successor trustee	1 Apr 2009	Other	5914423
Lp Shea Ventures Opportunity Fund	Member	1 Mar 2010	75% - 100%	27-2348895
Lp Svo Gp	Managing member	1 Mar 2010	75% - 100%	27-2348836
Llc Svo Gp	General partner	1 Mar 2010	75% - 100%	27-2348753
Llc Shea Ventures	Member	1 Mar 2010	50% - 75%	95-4735343
Kevin Dunlap	Managing member	1 Mar 2010	Other	5914858
Jason Schoettler	Managing member	1 Mar 2010	Other	5914860
Elizabeth Boyer Hambrecht	Manager	1 Jan 2011	Other	2271772
Sean Charles Warren	Manager	1 Jan 2011	Other	4310559
Robert James Eu	Member	1 Jan 2011	25% - 50%	3149075
Andrew Douglas Eu	Member	1 Jan 2011	25% - 50%	4352318
Anne Eu Warren	Member	1 Jan 2011	25% - 50%	5915017

Based in San Francisco

The principal office where Paul Capital Investments LLC performs its advisory services is located at 50 California St., San Francisco, CA 94111, which is also the mailing address of the firm. An additional office of the firm is in Newport Beach, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-283-4300 or by fax 415-283-4301. The normal business hours are 8:00a to 5:00p on Monday - Friday. You can find more information about the New York firm at www.paulcap.com.