Rangemark Investment Management, Inc. (Greenwich)

Rangemark Investment Management, Inc. is a large advisory firm based in Greenwich. It manages $1.46 billion of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdiction of Connecticut.

Rangemark Investment Management provides portfolio management for businesses and institutional clients, security ratings or pricing services, and valuation and research services and advice regarding municipal, corporate and asset-backed securities. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Rangemark Investment Management: assets under management

The assets under management (AUM) of Rangemark Investment Management, Inc. is $1.46 billion. The company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Rangemark Investment Management, Inc. for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Rangemark Investment Management, Inc.

Jerry Liu has been acting as President since 1 Jul 2010. Robert Sorenson Smith joined the executive team most recently as the Sole Shareholder.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Rangemark Financial Services	Parent company	1 May 2009	75% - 100%	26-4202217
Timothy James Stevens	Director, president and chief operating officer	1 May 2009	Other	4292084
Dean Thomas Rogers	Controller	1 May 2009	Other	5670437
Robert Sorenson Smith	Director and chief executive officer	1 Jul 2009	Other	1250674
David William Wallis	Director and chairman	1 Jul 2009	Other	5697224
Anne Gill Kelly	Director, chief legal officer and chief compliance officer	1 Sep 2009	Other	4663466
Evelyn Susan Grant	Chief compliance officer	1 Dec 2009	Other	2155742
Gregg Lloyd Bienstock	Chief operating officer & general counsel	1 Dec 2009	Other	5745765
Jerry Liu	Director	1 Jul 2010	Other	5011354
Mark A Gold	Director	1 Jul 2010	Other	5837000

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Ambac Financial Group	Holding company	1 Nov 2008	75% - 100%	13-3621676
Robert Sorenson Smith	Sole shareholder	1 Jul 2010	75% - 100%	1250674

Based in Greenwich

The principal office where Rangemark Investment Management, Inc. performs its advisory services is located at 328 Pemberwick Road, Greenwich, CT 06831, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-861-7080 or by fax 203-531-9090. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday.