Greenwich Alternative Investment Management, LLC (Stamford)


Greenwich Alternative Investment Management, LLC is a large advisory firm based in Stamford. It manages $27.56 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of Connecticut and Tennessee.

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Greenwich Alternative Investment Management provides portfolio management for pooled investment vehicles, pension consulting services, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Greenwich Alternative Investment Management: assets under management

The assets under management (AUM) of Greenwich Alternative Investment Management, LLC is $27.56 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -70% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $27.56 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $6.89 million each.
Greenwich Alternative Investment Management has custody of $27.56 million in cash and securities for 4 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Greenwich Alternative Investment Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
Thomas Brendan Whelan Member 1 Jan 1999 50% - 75% 707558
Muirhead Holdings Shareholder; member 1 Oct 2005 75% - 100% 06-1533666
George L. Farr Terminating Trust Member 1 Dec 2006 50% - 75% 06-6556560
Claire Whelan Member 1 Jan 2009 Other 5511040

Based in Stamford

The principal office where Greenwich Alternative Investment Management, LLC performs its advisory services is located at Four High Ridge Park, Stamford, CT 06905, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-487-6180 or by fax 203-487-6188. The normal business hours are 9-5 on Monday - Friday. You can find more information about the New York firm at www.greenwichai.com.