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Jay Middleton Advisory, LLC (Severna Park)


Jay Middleton Advisory, LLC is a large advisory firm based in Severna Park. It manages $35.01 million of regulatory assets for 207 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of Maryland and Virginia.

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Jay Middleton Advisory provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Jay Middleton Advisory: assets under management

The assets under management (AUM) of Jay Middleton Advisory, LLC is $35.01 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 16% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $35.01 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $169.12 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Jay Middleton Advisory, LLC for their services and products based on a percentage of assets under management and hourly charges. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
N. Scott Gardiner President, the gardiner group, inc. 1 Jan 1979 50% - 75% 4687104
Karl J. Appel Vice-president, the gardiner group, inc. 1 Jan 2000 25% - 50% 4687105
Linda E Lessey Secretary, jay middleton, inc. 1 Jul 2003 50% - 75% 4566021
Jay Colin Middleton President, jay middleton, inc. 1 Jul 2003 50% - 75% 729104

Based in Severna Park

The principal office where Jay Middleton Advisory, LLC performs its advisory services is located at 570 Baltimore Annapolis Blvd, Severna Park, MD 21146, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 410-647-7777 or by fax 410-647-7792. The normal business hours are 9am-5pm on Monday - Friday. You can find more information about the New York firm at www.jaymiddletonadvisory.com.


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