Vident Advisory, LLC (Alpharetta)

Name: Vident Advisory, LLC
Address: 1125 Sanctuary Pkwy, Alpharetta, GA, 30009
Telephone: (404) 527-4220

Vident Advisory, LLC is a large advisory firm based in Alpharetta. It manages $1.68 billion of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdiction of Georgia.

Vident Advisory provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Vident Advisory: assets under management

The assets under management (AUM) of Vident Advisory, LLC is $1.68 billion, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $1.68 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $419.12 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Vident Advisory, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Vident Advisory serves?

The only and largest group of clients of Vident Advisory is investment companies with 4 clients and $1.68 billion of assets under management. Among the 9 most similar advisory firms, Vident Advisory has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $1.68 billion for 4 clients. None of the firm’s clients are foreign persons or businesses.

Vident Advisory doesn't advise any private funds.

Careers at Vident Advisory, LLC

The company employs 3 people that are either part- or full-time employees. 33 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Aisha Jamila Hunt joined the executive team most recently as the General Counsel, Secretary, Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Llc Vident Financial	Member	1 Dec 2016	75% - 100%	90-1012699
Deborah Kay Kimery	Chief executive officer	1 Nov 2018	Other	2919976
Aisha Jamila Hunt	General counsel, secretary, chief compliance officer	1 Apr 2019	Other	6377560

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Vince Leonard Birley	Trustee	1 Aug 2013	Other	1406263
Vident Investors' Oversight Trust	Member	1 Dec 2016	75% - 100%	46-3540159
Brian Lowell Shepler	Trustee	1 Sep 2018	Other	2709849
Mohammad Immanuel Baki	Trustee	1 Sep 2018	Other	2583093

Based in Alpharetta

The principal office where Vident Advisory, LLC performs its advisory services is located at 1125 Sanctuary Pkwy, Alpharetta, GA 30009, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (404) 527-4220 or by fax (770) 450-6915. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at videntadvisory.com/.