Pioneer Investment Management, Inc. (Boston)

Name: Pioneer Investment Management, Inc.
Address: 60 State Street, Boston, MA, 02109 1820
Telephone: 617-422-4700

Pioneer Investment Management, Inc. is a large advisory firm based in Boston. It manages $69.98 billion of regulatory assets for 75 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of Massachusetts and Ohio.

Pioneer Investment Management provides portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Pioneer Investment Management: assets under management

The assets under management (AUM) of Pioneer Investment Management, Inc. is $69.98 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 218% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $69.98 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $933.1 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Pioneer Investment Management, Inc. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Pioneer Investment Management, Inc.

Dominique Carrel Billiard has been acting as President since 1 Jul 2017. Kenneth James Taubes joined the executive team most recently as the Chief Investment Officer, Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Pioneer Investment Management Usa Inc.	Shareholder	1 Oct 1956	75% - 100%	13-5657669
Amundi Pioneer Asset Management Usa Inc.	Shareholder	1 Oct 1956	75% - 100%	13-5657669
Pioneer Investment Management Usa Inc.	Owner	1 Feb 1962	75% - 100%	13-5657669
John Francis Cogan	Director	1 Dec 1963	Other	49654
Dorothy Elizabeth Bourassa	Chief legal officer	1 Oct 2000	Other	1811411
Martin J Wolin	Chief compliance officer	1 Nov 2000	Other	4331075
Osbert Martin Hood	Chief operating officer	1 Nov 2000	Other	2880310
Martin Joel Wolin	Chief compliance officer	1 Nov 2000	Other	4331075
Mark David Goodwin	Treasurer and chief financial officer	1 Apr 2001	Other	2947625
Martin J Wolin	Avp/senior counsel	1 Aug 2001	Other	4331075
Osbert Martin Hood	Chief operating officer	1 Aug 2001	Other	2880310
Dorothy Elizabeth Bourassa	Chief legal officer	1 Aug 2001	Other	1811411
Daniel Theodore Geraci	Director & president	1 Oct 2001	Other	708541
Osbert Martin Hood	President & director	1 May 2003	Other	2880310
Mark David Goodwin	Chief operating officer	1 Nov 2005	Other	2947625
Anthony John Koenig	Chief financial officer	1 Nov 2005	Other	2669997
Terrence Joseph Cullen	Chief compliance officer	1 Mar 2006	Other	4418897
Teri Waltner Anderholm	Chief compliance officer	1 Dec 2006	Other	1141117
Teri W Anderholm	Chief compliance officer	1 Dec 2006	Other	1141117
Daniel Keith Kingsbury	President, chief executive officer & director	1 Mar 2007	Other	2079405
Mark David Goodwin	Chief financial officer, chief operating officer & treasurer	1 May 2008	Other	2947625
Gregg Matthew Dooling	Chief financial officer	1 Sep 2008	Other	2648075
Jean M Bradley	Chief compliance officer	1 Mar 2010	Other	835988
Terrence Joseph Cullen	Chief legal officer	1 Jun 2010	Other	4418897
Lisa Jones	President, chairman & chief executive officer	1 Aug 2014	Other	1324612
Tracy L Connelly	Chief operations officer	1 Oct 2014	Other	2100699
Kenneth James Taubes	Chief investment officer, director	1 Jul 2017	Other	3137537
Dominique Carrel Billiard	Director	1 Jul 2017	Other	4838411
Bernard Henri De Wit	Director	1 Jul 2017	Other	6265839
Pascal Maurice Blanque	Director	1 Jul 2017	Other	5882318
Patrice Etienne Blanc	Chief operations officer, director	1 Jul 2017	Other	1972464

Indirect Owners

The SEC currently registers 11 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Credit Agricole Sa	Shareholder	1 Nov 1978	75% - 100%	foreign entity
Amundi	Shareholder	1 Nov 1978	75% - 100%	foreign entity
Unicredit S.P.A.	Owner	1 Oct 2000	75% - 100%	foreign entity
Unicredito Italiano S.P.A.	Owner	1 Oct 2000	75% - 100%	foreign entity
Pioneer Global Asset Management S.P.A.	Owner	1 Oct 2001	75% - 100%	98-0362802
Rolo Banco 1473 S.P.S.	Owner	1 Oct 2001	25% - 50%	foreign entity
Unicredito Italiano S.P.A.	Owner	1 Oct 2001	50% - 75%	foreign entity
Pioneer Global Asset Management S.P.A	Owner	1 Oct 2001	75% - 100%	271084
Sas Rue La Boetie	Shareholder	1 Nov 2001	50% - 75%	foreign entity
Amundi Asset Management	Shareholder	1 Jan 2008	75% - 100%	foreign entity
Inc Amundi Usa	Member	1 Jul 2017	75% - 100%	51-0304614

Based in Boston

The principal office where Pioneer Investment Management, Inc. performs its advisory services is located at 60 State Street, Boston, MA 02109 1820, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 617-422-4700 or by fax 617-422-4223. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at pioneerinvestments.com.