Imus Wilkinson & Mundinger Investment Management, LLC (Tucson)

Name: Imus Wilkinson & Mundinger Investment Management, LLC
Address: 3561 E. Sunrise Road, Tucson, AZ, 85718
Telephone: (520) 777-1911

Imus Wilkinson & Mundinger Investment Management, LLC is a large advisory firm based in Tucson. It manages $149.17 million of regulatory assets for 1,392 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdictions of Arizona, California, Florida, and 7 other states.

Imus Wilkinson & Mundinger Investment Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Imus Wilkinson & Mundinger Investment Management: assets under management

The assets under management (AUM) of Imus Wilkinson & Mundinger Investment Management, LLC is $149.17 million. The firm's AUM has grown by 0% since the beginning of its operation, and $567 thousand of the total AUM is attributable to clients outside of the United States.

The firm manages $148.65 million in discretionary accounts and $516 thousand in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $106.95 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $258 thousand.

Investments

The firm invests in investment and business development companies the most. They account for 87% of the total AUM. The second-largest asset type is exchange traded securities, which make up 9% of the firm’s portfolio. Investments in non-exchange traded securities form 2% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Imus Wilkinson & Mundinger Investment Management, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Imus Wilkinson & Mundinger Investment Management serves?

The firm provides services to individuals, charitable organizations, and high net worth individuals. The largest group of clients of Imus Wilkinson & Mundinger Investment Management is individuals with 480 clients and $100.52 million of assets under management. Among the 10 most similar advisory firms, Imus Wilkinson & Mundinger Investment Management has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $149.17 million for 774 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.

Imus Wilkinson & Mundinger Investment Management doesn't advise any private funds.

Careers at Imus Wilkinson & Mundinger Investment Management, LLC

The company employs 7 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 7 employees are registered as investment adviser representatives with the state securities authorities.

There are 2 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Elbridge Gerry Wilkinson	Managing partner and chief compliance officer	1 Apr 2011	25% - 50%	1614106
Gary Keith Imus	Managing partner	1 Apr 2011	25% - 50%	1328490
Richard E Mundinger	Managing partner	1 Mar 2017	Other	2686311

Based in Tucson

The principal office where Imus Wilkinson & Mundinger Investment Management, LLC performs its advisory services is located at 3561 E. Sunrise Road, Tucson, AZ 85718, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (520) 777-1911. The normal business hours are by appointment on Monday - Friday. You can find more information about the New York firm at imuswilkinson.com/.