Venture Investment Management Co., L.L.C. (Peapack)

Name: Venture Investment Management Co., L.L.C.
Address: 88 Main Street, Peapack, NJ, 07977 0131
Telephone: 908-532-0020

Venture Investment Management Co., L.L.C. is a large advisory firm based in Peapack. It manages $853.63 million of regulatory assets for 18 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdiction of New Jersey.

Venture Investment Management Co., L.L.C provides portfolio management for pooled investment vehicles and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Venture Investment Management Co., L.L.C: assets under management

The assets under management (AUM) of Venture Investment Management Co., L.L.C. is $853.63 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 25% since the beginning of its operation, and $15.08 million of the total AUM is attributable to clients outside of the United States.

The firm manages $853.63 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $47.42 million each.

Venture Investment Management Co., L.L.C has custody of $4.1 million in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Venture Investment Management Co., L.L.C. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Venture Investment Management Co., L.L.C serves?

The only and largest group of clients of Venture Investment Management Co., L.L.C is pooled investment vehicles with 18 clients and $853.63 million of assets under management. Among the 10 most similar advisory firms, Venture Investment Management Co., L.L.C has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $853.63 million for 18 clients. None of the firm’s clients are foreign persons or businesses.

Venture Investment Management Co., L.L.C also advises several private funds. Namely, seventeen private equity funds and two venture capital funds. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at Venture Investment Management Co., L.L.C.

The company employs 9 people that are either part- or full-time employees. 44 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Stathis Andris	Founder, president	1 Aug 1993	75% - 100%	6023577
Charles Bradford Jeffries	Direct owner	1 Aug 1993	Other	6023585
Jason Philip Andris	Managing director	1 Jan 2005	Other	2770616
Clifford Jp Gilman	Chief compliance officer, managing director	1 May 2008	Other	5009385
Christopher Alexander Douvos	Managing director	1 Nov 2011	Other	4250303
Alan Adrian Garcia	Managing director	1 May 2013	Other	6304411

Based in Peapack

The principal office where Venture Investment Management Co., L.L.C. performs its advisory services is located at 88 Main Street, Peapack, NJ 07977 0131 The mailing address of the firm is P.O. Box 131, Peapack, NJ 07977 0131. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 908-532-0020 or by fax 908-532-0040. The normal business hours are 9:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at viafunds.com.