Loring Ward Capital Management Inc. (Los Angeles)

Name: Loring Ward Capital Management Inc.
Address: 10100 Santa Monica Blvd, Los Angeles, CA, 90067
Telephone: 310-229-4470

Loring Ward Capital Management Inc. is a large advisory firm based in Los Angeles. It manages $351.79 million of regulatory assets for 140 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of California, New Jersey, New York, and Texas.

Loring Ward Capital Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, pension consulting services, and selection of other advisers. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Loring Ward Capital Management: assets under management

The assets under management (AUM) of Loring Ward Capital Management Inc. is $351.79 million. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $345.32 million in discretionary accounts and $6.47 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.76 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $431.21 thousand.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Loring Ward Capital Management Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Loring Ward Capital Management Inc.

Jeffrey Bryan Norton has been acting as President since 1 Apr 2001. Kim Ann Lawson joined the executive team most recently as the Corporate Secretary.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Loring Ward Group Inc.	Shareholder/parent	1 Nov 1999	75% - 100%	95-4699118
Lana Bergstein	Compliance officer	1 Jan 2001	Other	3196530
Jeffrey Bryan Norton	President/director	1 Apr 2001	Other	4431764
Jennifer Seymour Fromm	Corporate secretary	1 Jun 2002	Other	4276280
Gilbert Michel Joseph Grenier	Chief financial officer	1 Sep 2002	Other	4593963
Kim Ann Lawson	Corporate secretary	1 Sep 2004	Other	2190770
Martin Sidney Weinberg	President, ceo, director	1 Sep 2004	25% - 50%	4378574

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Loring Ward International Ltd.	Shareholder/parent	1 Nov 2003	75% - 100%	85-5640884

Based in Los Angeles

The principal office where Loring Ward Capital Management Inc. performs its advisory services is located at 10100 Santa Monica Blvd, Los Angeles, CA 90067, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 310-229-4470 or by fax 310-788-0846. The normal business hours are 8:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.loringward.com.