Gaudin And Associates, Inc. (North Little Rock)

Name: Gaudin And Associates, Inc.
Address: 301 Main Street, North Little Rock, AR, 72114
Telephone: 501-225-5600

Gaudin And Associates, Inc. is an adviser based in North Little Rock. It manages $72.33 million of regulatory assets for 186 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arkansas and Louisiana.

Gaudin And Associates provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, and selection of other advisers. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Gaudin And Associates: assets under management

The assets under management (AUM) of Gaudin And Associates, Inc. is $72.33 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -5% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $72.33 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $388.9 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Gaudin And Associates, Inc. for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Gaudin And Associates, Inc.

John Perry Gaudin has been acting as President since 1 Feb 1998. Matthew Lawrence Harris joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
John Perry Gaudin	President	1 Feb 1998	75% - 100%	1132264
Matthew Lawrence Harris	Chief compliance officer	1 May 2006	Other	4679936

Based in North Little Rock

The principal office where Gaudin And Associates, Inc. performs its advisory services is located at 301 Main Street, North Little Rock, AR 72114, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 501-225-5600 or by fax 501-225-5613. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.gaudinria.com.