Francis Investment Counsel LLC (Brookfield)

Name: Francis Investment Counsel LLC
Address: 19435 W. Capitol Drive, Brookfield, WI, 53045
Telephone: 262-781-8950

Francis Investment Counsel LLC is a pension cosultant based in Brookfield. It manages $143.78 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Illinois, Minnesota, and Wisconsin.

Francis Investment Counsel provides financial planning services, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, and 401(k) educational services, performance monitoring. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Francis Investment Counsel: assets under management

The assets under management (AUM) of Francis Investment Counsel LLC is $143.78 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 1974% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $143.78 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $71.89 million each.

Investments

The firm invests in investment and business development companies the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Francis Investment Counsel LLC for their services and products based on hourly charges and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Francis Investment Counsel LLC

The company employs 18 people that are either part- or full-time employees. 83 percent of the employees work as investment advisers or researchers. 15 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Michael John Francis	Member, chief compliance officer	1 Feb 2004	50% - 75%	1310170
Kelli B Send	Member	1 Feb 2004	Other	1738572
Stephanie Jean Truog	Member	1 Jul 2005	Other	1970732
Clifford Henry Dunteman	Member	1 Aug 2008	Other	2077855

Based in Brookfield

The principal office where Francis Investment Counsel LLC performs its advisory services is located at 19435 W. Capitol Drive, Brookfield, WI 53045, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 262-781-8950 or by fax 262-781-8860. The normal business hours are 8:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at moneyadviceatwork.com.