Wilmerding Miller & Co Inc (Princeton)

Wilmerding Miller & Co Inc is a mid-sized advisory firm based in Princeton. It manages $39.04 million of regulatory assets for 48 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of New Hampshire and Vermont.

Wilmerding Miller & provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Wilmerding Miller &: assets under management

The assets under management (AUM) of Wilmerding Miller & Co Inc is $39.04 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -82% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $39.04 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $813.29 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 93% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 6% of the firm’s portfolio. Investments in investment grade corporate bonds form 1% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Wilmerding Miller & Co Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Wilmerding Miller & serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Wilmerding Miller & is high net worth individuals with 9 clients and $30.96 million of assets under management. Among the 0 most similar advisory firms, Wilmerding Miller & has the 0th lowest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $36.42 million for 28 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Wilmerding Miller & doesn't advise any private funds.

Careers at Wilmerding Miller & Co Inc

The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
George Nicholas Miller	President, director	1 Jan 1990	25% - 50%	4398557
James Quigley Griffin	Vp, director	1 May 1993	Other	4398549
Walter Wilmerding	Chairman, director, chief compliance officer	1 Jun 1997	75% - 100%	4398559
Carlina Marie Sawyer	Treasurer	1 May 2008	Other	5550129

Based in Princeton

The principal office where Wilmerding Miller & Co Inc performs its advisory services is located at 214 Varsity Avenue, Princeton, NJ 08540, which is also the mailing address of the firm. An additional office of the firm is in Bristol, VT. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 609-897-0969 or by fax 609-799-3062. The normal business hours are 9:00am - 5:00pm on Monday - Friday.