Scott Snow (Financial Advisors) LLC (Westlake)

Name: Scott Snow (Financial Advisors) LLC
Address: 1991 Crocker Road, Suite 210, Westlake, OH, 44145
Telephone: 440-871-7669

Scott Snow (Financial Advisors) LLC is a large advisory firm based in Westlake. It manages $426.8 million of regulatory assets for 460 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Louisiana and Ohio.

Scott Snow (Financial Advisors) provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Scott Snow (Financial Advisors): assets under management

The assets under management (AUM) of Scott Snow (Financial Advisors) LLC is $426.8 million. The company doesn't manage any assets belonging to foreign clients.

Scott Snow (Financial Advisors) has custody of $1.26 million in cash and securities for 6 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in state and local bonds the most. They account for 84% of the total AUM. The second-largest asset type is non-exchange traded securities, which make up 10% of the firm’s portfolio. Investments in investment grade corporate bonds form 3% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Scott Snow (Financial Advisors) LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Scott Snow (Financial Advisors) serves?

The firm provides services to individuals, charitable organizations, and high net worth individuals. The largest group of clients of Scott Snow (Financial Advisors) is high net worth individuals with 66 clients and $409.09 million of assets under management. Among the 11 most similar advisory firms, Scott Snow (Financial Advisors) has the 2nd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $426.8 million for 86 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Scott Snow (Financial Advisors) doesn't advise any private funds.

Careers at Scott Snow (Financial Advisors) LLC

The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Scott P. Snow	Chief compliance officer	1 Apr 2005	75% - 100%	3101918

Based in Westlake

The principal office where Scott Snow (Financial Advisors) LLC performs its advisory services is located at 1991 Crocker Road, Suite 210, Westlake, OH 44145, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 440-871-7669 or by fax 440-374-7139. The normal business hours are 8:00-5:00 on Monday - Friday. You can find more information about the New York firm at s2fa.com/.