Usa Mutuals Advisors, Inc. (Dallas)
Usa Mutuals Advisors, Inc. is a large advisory firm based in Dallas. It manages $251.61 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdictions of Texas and Wisconsin.
Usa Mutuals Advisors provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
Usa Mutuals Advisors: assets under management
The assets under management (AUM) of Usa Mutuals Advisors, Inc. is $251.61 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -24% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
Fees & Commissions
The advisory firm has a single stream of revenue. Clients pay Usa Mutuals Advisors, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
What kind of clients Michael Norman Loukas serves?
The only and largest group of clients of Michael Norman Loukas is investment companies with 3 clients and $251.61 million of assets under management. Among the 5 most similar advisory firms, Usa Mutuals Advisors has the highest percentage of investment companies out of all clients.
The amount of regulatory assets under management is $251.61 million for 3 clients. None of the firm’s clients are foreign persons or businesses.
Usa Mutuals Advisors doesn't advise any private funds.
Careers at Usa Mutuals Advisors, Inc.
The company employs 8 people that are either part- or full-time employees. 38 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Michael Norman Loukas has been acting as President since 1 Jul 2016. Jeffrey Lee Bottom joined the executive team most recently as the President.
Direct owners and executive officers
Indirect Owners
The SEC currently registers 1 indirect owner.Based in Dallas
The principal office where Usa Mutuals Advisors, Inc. performs its advisory services is located at 700 N. Pearl, Dallas, TX 75201, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 214-953-0066 or by fax 214-953-1545. The normal business hours are 9:00a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at usamutuals.com (portal to fund sites).
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