Sherwood Advisors, LLC (Brooklyn)

Sherwood Advisors, LLC is an adviser based in Brooklyn. It manages $3.66 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdictions of New Jersey, New York, and Texas.

Sherwood Advisors provides portfolio management for individuals and small businesses and portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sherwood Advisors: assets under management

The assets under management (AUM) of Sherwood Advisors, LLC is $3.66 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 115% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $3.66 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $731.76 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Sherwood Advisors, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Sherwood Advisors, LLC

Llc Mpower Shares joined the executive team most recently as the Owner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Yaron Petachia Ben Zvi	Chief compliance officer	1 Sep 2006	25% - 50%	5254619
J.Todd Wasley Smith	Head of communications and pr	1 Sep 2006	Other	4981987
Rahul Rimmy Malhotra	Chief executive officer	1 Sep 2006	25% - 50%	5254695
J.Todd Wesley Smith	Managing member	1 Sep 2006	Other	4981987
Lp Mpower Ventures	Owner	1 Nov 2006	50% - 75%	20-8153135
Margaret Bathgate	Member	1 Apr 2007	Other	5380794
Steven Mark Bathgate	Member	1 Apr 2007	Other	853937
Debra A. Korbelik Trust	Member	1 Apr 2007	Other	xxx-xx-xxxx
Janalee Mcdonald	Member	1 Apr 2007	Other	5380864
Custodian For Proteus Capital Partners Inc. Profit Sharing Plan Fbo J.D. Finley Colorado State Bank & Trust	Member	1 Apr 2007	Other	20-5365380
Rogelio Sosa	Managing member	1 Feb 2008	Other	5496477
Bertrand Sosa	Managing member	1 Feb 2008	Other	5496480
Andres Pena	Managing member	1 Feb 2008	Other	5496795
Suzi Sosa	Managing member	1 Aug 2008	Other	5597793
Rene Gonzalez	Managing member	1 Aug 2008	Other	5597804
Llc Mpower Shares	Owner	1 Dec 2008	Other	26-3778924

Indirect Owners

The SEC currently registers 8 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Robert Korbelik	Trustee	1 Dec 1995	Other	5380811
Rogelio Sosa	Partner	1 Nov 2006	25% - 50%	5496477
Bertrand Sosa	Partner	1 Nov 2006	25% - 50%	5496480
Inc. Kazula Investments	Partner	1 Nov 2006	25% - 50%	26-1215005
Jorge Luis Vergara Madrigal	Owner	1 Nov 2006	75% - 100%	5496676
Inc. Kuzala Investments	Partner	1 Nov 2006	25% - 50%	26-1215005
Angelica Fuentes Tellez	Owner	1 Nov 2006	75% - 100%	5638913
Inc Mpower Labs	Manager	1 Dec 2008	Other	61-1508133

Based in Brooklyn

The principal office where Sherwood Advisors, LLC performs its advisory services is located at 155 Water Street, Brooklyn, NY 11201, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 212-731-0830 or by fax 212-918-1643. The normal business hours are 9am to 5pm on Monday - Friday.