Kingsroad Financial Insurance Services, Inc. (San Diego)

Name: Kingsroad Financial Insurance Services, Inc.
Address: 5405 Morehouse Drive, San Diego, CA, 92121
Telephone: 858-452-4930

Kingsroad Financial Insurance Services, Inc. is a large advisory firm based in San Diego. It manages $125.65 million of regulatory assets for 705 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdictions of Arizona, California, Hawaii, and 14 other states.

Kingsroad Financial Insurance Services provides financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, and selection of other advisers. It prepares financial plans for less than 10 clients. On top of advisory services, the firm also engages as life, health, accident insurance sales.

Kingsroad Financial Insurance Services: assets under management

The assets under management (AUM) of Kingsroad Financial Insurance Services, Inc. is $125.65 million. The firm's AUM has grown by 377% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $120.89 million in discretionary accounts and $4.76 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $172.21 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.59 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Kingsroad Financial Insurance Services, Inc. for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Kingsroad Financial Insurance Services, Inc.

Lawrence Douglas Kriesmer has been acting as President since 1 Sep 2002. Bernard Aaron Surovsky has served as the Chief Investment Officer since 1 Jan 2010.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Lawrence Douglas Kriesmer	President/chief compliance officer	1 Sep 2002	50% - 75%	1574511
Bernard Aaron Surovsky	Chief investment officer	1 Jan 2010	50% - 75%	2750659

Based in San Diego

The principal office where Kingsroad Financial Insurance Services, Inc. performs its advisory services is located at 5405 Morehouse Drive, San Diego, CA 92121, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 858-452-4930 or by fax 858-452-3742. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at kingsroadinc.com.