Dowse Securities Management Corp (Napa)

Dowse Securities Management Corp is an adviser based in Napa. It manages $70.96 million of regulatory assets for 66 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of California.

Dowse Securities Management Corp provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Dowse Securities Management Corp: assets under management

The assets under management (AUM) of Dowse Securities Management Corp is $70.96 million. The firm's AUM has grown by 143% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $69.51 million in discretionary accounts and $1.46 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.07 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.46 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Dowse Securities Management Corp for their services and products based on a percentage of assets under management and hourly charges. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Dowse Securities Management Corp

Jr. Ralph B. Bunje has been acting as President since 1 Jan 1996. Timothy K Lyons joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Tom A. Trustee Of The Tom Dowse Trust Dtd 9/29/94 Dowse	President	1 Apr 1978	75% - 100%	xxx-xx-xxxx
Tom Alan Dowse	President/chief compliance officer	1 Apr 1978	75% - 100%	4335000
Jr. Ralph B. Bunje	Director	1 Jan 1996	Other	4335036
Ralph B. Bunje	Director	1 Jan 1996	Other	4335036
Steven Todd Harber	Vice president	1 Sep 2002	Other	2141390
Timothy K Lyons	Director	1 Dec 2007	Other	5500871

Based in Napa

The principal office where Dowse Securities Management Corp performs its advisory services is located at 1303 Jefferson Street, Ste. 400 A, Napa, CA 94559 The mailing address of the firm is P.O. Box 5090, Napa, CA 94581 0090. It doesn’t run an office outside of the United States.