Quattro Financial Advisors LLC (The Woodlands)

Quattro Financial Advisors LLC is a large advisory firm based in The Woodlands. It manages $585.74 million of regulatory assets for 29 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdiction of Texas.

Quattro Financial Advisors provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Quattro Financial Advisors: assets under management

The assets under management (AUM) of Quattro Financial Advisors LLC is $585.74 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 65% since the beginning of its operation, and $100 of the total AUM is attributable to clients outside of the United States.

The firm manages $585.74 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $20.2 million each.

Quattro Financial Advisors has custody of $308.62 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 34% of the total AUM. The second-largest asset type is investment grade corporate bonds, which make up 22% of the firm’s portfolio. Investments in pooled investment vehicles form 15% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Quattro Financial Advisors LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Quattro Financial Advisors serves?

The firm provides services to high net worth individuals, pooled investment vehicles, and corporations or other businesses. The largest group of clients of Quattro Financial Advisors is corporations or other businesses with 17 clients and $308.62 million of assets under management. Among the 8 most similar advisory firms, Quattro Financial Advisors has the highest percentage of corporations or other businesses out of all clients.

The amount of regulatory assets under management is $585.74 million for 29 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 100% of the firm’s clients are foreign persons or businesses.

Quattro Financial Advisors also advises several private funds. Namely, one other private fund. The minimum investment commitment required of non-related persons is $100,000 for each fund.

Careers at Quattro Financial Advisors LLC

The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Yves Olivier Cochez has served as the Chief Investment Officer since 1 Feb 2017. Laura Torroja joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jose Luis Llamas	Managing member	1 Jun 2016	75% - 100%	5664799
Philip Harold Josephson	Cco	1 Jun 2016	Other	5946367
Yves Olivier Cochez	Chief investment officer	1 Feb 2017	Other	5622010
Yves Cochez	Chief investment officer	1 Feb 2017	Other	5622010
Pamela Castanon	Cco	1 Dec 2017	Other	5659691
Laura Torroja	Chief compliance officer	1 Aug 2019	Other	7176374

Based in The Woodlands

The principal office where Quattro Financial Advisors LLC performs its advisory services is located at 1790 Hughes Landing Blvd., The Woodlands, TX 77380, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 281.655.3304 or by fax 281.655.3403. The normal business hours are 9am - 5pm on Monday - Friday.